Sean SpencerCRD Number: 5622254
Current Firm: Truenorth, Inc.
Sean Spencer (CRD# 5622254) is an Investment Advisor Representative working at Truenorth, Inc. in Wichita, KS and has over 7 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Ameriprise Financial Services, Inc.
|Truenorth, Inc.||Wichita, KS||Jul 2015 - Current||1|
|Lpl Financial LLC||Wichita, KS||Nov 2013 - Jul 2015||1|
|Intrust Bank N.a.||Wichita, KS||May 2013 - Jul 2015||2|
|Basketball Officiating||Wichita, KS||Jan 2013 - Apr 2014||1|
|Equity Bancshares||Wichita, KS||Apr 2011 - May 2013||2|
|Ameriprise Financial Services Inc.||Wichita, KS||Jun 2010 - Apr 2011||< 1|
|Commerce Bank||Wichita, KS||Feb 2010 - Jun 2010||< 1|
|Northwestern Mutual Investment Services, LLC||Wichita, KS||Mar 2009 - Feb 2010||< 1|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Nov 2008 - Feb 2010||1|
|Invista S.a.r.l.||Wichita, KS||Jun 2007 - Aug 2008||1|
|Ymca||Wichita, KS||Nov 2006 - Sep 2007||< 1|
|Wichita State University||Wichita, KS||Aug 2005 - May 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2009|
|S65||NASAA Investment Advisors Law Examination||Aug 2009|
Total Assets Under Management409MILLIONS
Total Number of Accounts330ACCOUNTS
Average Account Value$1,239,457
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
CA, CO, IL, KS, TX