Jim Pulley (CRD# 2641009) is an Investment Advisor Representative working at Prosperity Wealth Management, Inc. in Wichita Falls, TX and has over 28 years of experience in the finance industry.
CRD# 2616589
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6721259
Dinergy
CRD# 1938011
Mercantile Investment Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Prosperity Wealth Management, Inc. | San Ramon, CA | Nov 2018 - Current | 5 |
| Fortune Financial Services, Inc. | Monaca, PA | Oct 2018 - Current | 5 |
| Pulley Insurance & Financial Service | Wichita Falls, TX | Sep 2010 - Current | 13 |
| Questar Capital Corporation | Minneapolis, MN | Aug 2010 - Oct 2018 | 8 |
| Questar Asset Management | Minneapolis, MN | Aug 2010 - Oct 2018 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1995 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2002 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management243MILLIONS
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Total Number of Accounts1,611ACCOUNTS
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Average Account Value$151,068
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