Richard HavicanCRD Number: 240057
Current Firm: Cambridge Investment Research Advisors, Inc.
Compensation Model: Both
Richard Havican (CRD# 240057) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Wilbraham, MA and has over 46 years of experience in the finance industry. Richard Havican has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
Milestone Asset Management Group, LLC
Advice And Planning Services
Lpl Financial LLC
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Mar 2005 - Current||17|
|Cambridge Investment Research, Inc.||Fairfield, IA||May 2004 - Current||18|
|Havican Wealth Strategies||Wilbraham, MA||Feb 1970 - Current||52|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1987|
|S65||NASAA Investment Advisors Law Examination||Sep 1995|
Total Assets Under Management82,247MILLIONS
Total Number of Accounts382,713ACCOUNTS
Average Account Value$214,906
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
Registered Principal, Securities offered through Cambridge Investment
Research, Inc., a Broker/Dealer, Member FINRA/SIPC.
Investment Advisor Representative, Cambridge Investment Research Advisors,
Inc., a Registered Investment Advisor
Havican Wealth Strategies and Cambridge are not affiliated.
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