Eugene O'connorCRD Number: 1834776
Current Firm: Wny Asset Management, LLC
Eugene O'connor (CRD# 1834776) is an Investment Advisor Representative working at Wny Asset Management, LLC in Williamsville, NY and has over 26 years of experience in the finance industry. Eugene O'connor has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Level Financial Advisors, Inc.
Park Avenue Securities LLC
Linwood Investment Advisors Inc.
|Cadaret, Grant & Company, Inc.||Williamsville, NY||Jun 2012 - Current||5|
|Wny Asset Management||Williamsville, NY||Jun 2012 - Current||5|
|Bank Of America, N.a.||Williamsville, NY||Jun 2009 - Jun 2012||3|
|Merrill Lynch, Pierce, Fenner & Smith||Williamsville, NY||Apr 2004 - Jun 2009||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1992|
|S65||NASAA Investment Advisors Law Examination||May 1994|
Total Assets Under Management394MILLIONS
Total Number of Accounts3,446ACCOUNTS
Average Account Value$114,421
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops
AZ, CA, CO, FL, NC, NH, NY, PA, TN, TX, VA