Leslie Kern (CRD# 1140180) is an Investment Advisor Representative working at Les H. Kern in Wilmington, NC and has over 32 years of experience in the finance industry.
Choosing the right investment advisor in developing investment strategies can be a very important factor in reaching your financial goals. It is important to determine if the investment advisor you are working with or interviewing has the a level of experience and knowledge necessary to provide advice that is appropriate for you.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
| Company Name | Location | Dates | Years |
|---|---|---|---|
| D.h. Hill Securities, Lllp | Kingwood, TX | Jan 2016 - Current | 8 |
| D.h. Hill Advisors, Inc. | Kingwood, TX | Jan 2016 - Current | 8 |
| Les H Kern | Howell, MI | May 2008 - Current | 15 |
| Landolt Securities, Inc. | Antioch, IL | Mar 2012 - Oct 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1983 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- LA
- MI
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Total Assets Under Management173MILLIONS
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Total Number of Accounts837ACCOUNTS
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Average Account Value$207,250
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, DE, FL, GA, IA, IL, KS, LA, MA, MI, MO, NC, NE, NJ, NM, NY, OH, OK, RI, SC, TN, TX, VA, WA
ask me for me ADV 2 brochure, of which FINRA has a copy, by sending me an email or calling me at 910-763-5050 or 800-793-8884 - Les H. Kern RIA
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