James H. Lee (CRD# 2156828) is a Registered Investment Advisor working at StratFI in Wilmington, DE and has over 24 years of experience in the finance industry.
Mr. Lee has a long and successful track record in investment management and research. Prior to founding StratFI, he led the investment committee and managed more than $700 million at Lau Associates (now a part of Bryn Mawr Trust). He has earned the following professional designations:
Certified Financial Planner (CFP®) -- 1995 to present
Chartered Financial Analyst (CFA) -- 2000 to present
Chartered Market Technician (CMT) -- 2006 to present
Lee has been quoted in publications such as The Wall Street Journal, Financial Planning, and Medical Economics. As a professionally-trained futurist, he has written for the Journal of Futures Studies, Technological Forecasting and Social Change, and The Futurist. Lee is the author of the book Resilience and the Future of Everyday Life, published in 2012.
He holds a B.A. degree in economics from the College of William & Mary and an M.S. in Studies of the Future (Foresight) from the University of Houston-Clear Lake.
CRD# 6180296
Oppenheimer & Company Inc.
CRD# 6436358
Planning Capital Management Corp.
CRD# 6237585
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stratfi | Wilmington, DE | Sep 2012 - Current | 11 |
| Self Employed | Wilmington, DE | Mar 2011 - Current | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1991 |
| S65 | NASAA Investment Advisors Law Examination | May 1994 |
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Total Assets Under Management82MILLIONS
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Total Number of Accounts243ACCOUNTS
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Average Account Value$338,189
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Market timing services
CA, DE, TX
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