Kathleen Simolike (CRD# 5686774) is an Investment Advisor Representative working at Veery Capital, LLC in Wilmington, DE and has over 3 years of experience in the finance industry. Kathleen Simolike has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6180296
Oppenheimer & Company Inc.
CRD# 6436358
Planning Capital Management Corp.
CRD# 6237585
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Veery Capital, LLC | Wilmington, DE | Nov 2020 - Current | 3 |
| Purshe Kaplan Sterling Investments | Albany, NY | Sep 2020 - Current | 3 |
| Veery Capital, LLC | Wilmington, DE | Jan 2020 - Current | 4 |
| Dc Mac LLC | West Chester, PA | Feb 2010 - Jul 2020 | 10 |
| Veery Capital, LLC | Wilmington, DE | Sep 2018 - Jan 2020 | 1 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Oct 2012 - Sep 2018 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2020 |
- DE
-
Total Assets Under Management739MILLIONS
-
Total Number of Accounts789ACCOUNTS
-
Average Account Value$936,711
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
DE, FL, LA, MD, NJ, PA, TX
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