Kevin Dunion (CRD# 2400387) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Wilmington, DE and has over 23 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 6180296
Oppenheimer & Company Inc.
CRD# 6436358
Planning Capital Management Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Jan 2009 - Current | 15 |
| Northwestern Mutual Investment Services, LLC | Milwaukee, WI | Aug 1993 - Current | 30 |
| Northwestern Mutual Life | Milwaukee, WI | Oct 1989 - Current | 34 |
| Northwestern Mutual Investment Services, LLC | Hockessin, DE | Mar 2005 - Mar 2016 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2000 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- DE
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
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