Thomas ShumosicCRD Number: 1913737
Current Firm: Cadaret Grant & Co Inc.
Thomas Shumosic (CRD# 1913737) is an Investment Advisor Representative working at Cadaret Grant & Co Inc. in Wilmington, DE and has over 26 years of experience in the finance industry. Thomas Shumosic has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Clothier Springs Capital Management, LLC
Triad Advisors, Inc.
Newbridge Wealth Management
|Mid Atlantic Retirment Planning Specialists||Wilmington, DE||Jul 2012 - Current||4|
|Cadaret, Grant & Company, Inc.||Wilmington, DE||Jan 1998 - Current||19|
|Rockwood Financial Group||Wilmington, DE||Oct 1997 - Current||19|
|Retirement Planning Specialists||Wilmington, DE||Jul 2008 - Jun 2012||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1990|
Total Assets Under Management3,475MILLIONS
Total Number of Accounts18,688ACCOUNTS
Average Account Value$185,929
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV