James Holt (CRD# 2260388) is an Investment Advisor Representative working at Green Sprig Investments, LLC in Wilmington, NC and has over 14 years of experience in the finance industry.
CRD# 5248339
Tilia Fiduciary Partners, Inc.
CRD# 5582433
Old North State Wealth Management, LLC
CRD# 5191257
Bankers Life Advisory Services, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Green Sprig Broker Dealer, LLC | Wilmington, NC | Apr 2015 - Current | 9 |
| Green Sprig Investments | Wilmington, NC | Jun 2009 - Current | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Aug 2009 |
| S63 | Uniform Securities State Law Examination | Sep 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NC
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Total Assets Under Management0MILLIONS
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Total Number of Accounts2ACCOUNTS
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Average Account Value$150,000
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
NC
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