Scott Rickman, financial advisor Wilton CT
93 score

Scott Rickman

CRD Number: 4482060
Current Firm: J.p. Morgan Securities LLC

Scott Rickman (CRD# 4482060) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Wilton, CT and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Jp Morgan Securities LLC Wilton, CT Sep 2014 - Current 2
Unemployed Greenwcih, CT May 2014 - Aug 2014 < 1
Strategic Advisers Inc. Greenwich, CT Mar 2012 - Apr 2014 2
Fidelity Brokerage Services LLC Greenwich, CT Feb 2012 - Apr 2014 2
Keystone Global Partners New York, NY Mar 2011 - Feb 2012 < 1
Unemployed New York, NY Jan 2011 - Feb 2011 < 1
Merrill Lynch New York, NY Jan 2006 - Dec 2010 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2002
S66 NASAA Uniform Combined State Law Examination Oct 2004
Contact Info for Scott J. Rickman
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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