Ryan OatesCRD Number: 5399398
Current Firm: Wealthcare Advisory Partners LLC
Ryan Oates (CRD# 5399398) is an Investment Advisor Representative working at Wealthcare Advisory Partners LLC in Winchester, VA and has over 10 years of experience in the finance industry.
Lpl Financial LLC
Planmember Securities Corporation
Lifemark Securities Corp.
|Wealthcare Advisory Partners, LLC||Winchester, VA||Feb 2016 - Current||2|
|Lpl Financial LLC||Winchester, VA||Jan 2016 - Current||2|
|First Bank||Strasburg, VA||Apr 2010 - Jan 2016||5|
|Infinex Investments, Inc.||Strasburg, VA||Apr 2010 - Jan 2016||5|
|Wachovia Securities||Winshester, VA||Jul 2007 - Apr 2010||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management588MILLIONS
Total Number of Accounts2,452ACCOUNTS
Average Account Value$239,826
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, DC, DE, FL, GA, IA, IL, IN, MA, MD, MI, MO, NC, NE, NH, NJ, NY, OH, OR, PA, SC, TN, TX, VA, WA, WI
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