Thomas Drake (CRD# 3154324) is an Investment Advisor Representative working at Integritas Semper, LLC in Windsor, CA and has over 25 years of experience in the finance industry.
CRD# 4110124
Stifel, Nicolaus & Company, Incorporated
CRD# 5598677
Mai Capital Management, LLC
CRD# 2087674
Securities America Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Thomas Drake | Windsor, CA | Feb 2010 - Current | 14 |
| Integritas Semper, LLC | Windsor, CA | Feb 2010 - Current | 14 |
| Grove Point Investments, LLC | Rockville, MD | Jun 2007 - Current | 16 |
| Integritas Semper, LLC | Santa Rosa, CA | Oct 2009 - May 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1999 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2001 |
- CA
-
Total Assets Under Management1MILLIONS
-
Total Number of Accounts51ACCOUNTS
-
Average Account Value$27,294
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CA
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