Thomas Pilkington (CRD# 1523032) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Windsor, CO and has over 27 years of experience in the finance industry.
CRD# 6262403
Raymond James & Associates, Inc.
CRD# 2896350
Ubs Financial Services Inc.
CRD# 5790901
Wells Fargo Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Osaic Wealth, Inc. | Johnstown, CO | Nov 2018 - Current | 5 |
| Tom Pilkington Financial Services | Johnstown, CO | Jan 1983 - Dec 2019 | 36 |
| Signator Investors, Inc. | Nashville, TN | May 2016 - Nov 2018 | 2 |
| Transamerica Financial Advisors, Inc. | Windsor, CO | Sep 1995 - May 2016 | 20 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1996 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
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Total Assets Under Management94,558MILLIONS
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Total Number of Accounts437,201ACCOUNTS
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Average Account Value$216,280
- A percentage of assets under your management
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