Benjamin Shamberger (CRD# 6147040) is an Investment Advisor Representative working at Dixon And Company Wealth Management, LLC in Winston Salem, NC and has over 11 years of experience in the finance industry. Benjamin Shamberger has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1821508
Ubs Financial Services Inc.
CRD# 6683568
Principal Securities, Inc.
CRD# 1868078
Cgn Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany, NY | Feb 2024 - Current | < 1 |
| Dixon & Company Wealth Management | Winston-salem, NC | Feb 2019 - Current | 5 |
| Purshe Kaplan Sterling Investments | Albany, NY | Mar 2021 - Feb 2022 | < 1 |
| Fidelity Investments | Greensboro, NC | Nov 2014 - Feb 2019 | 4 |
| Fidelity Personal And Workplace Advisors | Boston, MA | Jul 2018 - Jan 2019 | < 1 |
| 705 Soccer LLC | Greensboro, NC | Oct 2012 - Nov 2014 | 2 |
| Wells Fargo | Kernersville, NC | Jun 2014 - Oct 2014 | < 1 |
| Wells Fargo Advisors, LLC | Kernersville, NC | Jun 2014 - Oct 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2013 |
| S63 | Uniform Securities State Law Examination | Feb 2024 |
- NC
-
Total Assets Under Management50MILLIONS
-
Total Number of Accounts507ACCOUNTS
-
Average Account Value$99,062
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
NC, TX
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