Morris MoserCRD Number: 1820768
Current Firm: Retirement Wealth Advisors, Inc.
Morris Moser (CRD# 1820768) is an Investment Advisor Representative working at Retirement Wealth Advisors, Inc. in Winston Salem, NC and has over 29 years of experience in the finance industry. Morris Moser has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Nfp Advisor Services, LLC
Ameriprise Financial Services, Inc.
Horter Investment Management, LLC
|Retirement Wealth Advisors, Inc.||Winston Salem, NC||Apr 2015 - Current||2|
|Maestro Wealth Advisors, LLC||Winston Salem, NC||Apr 2015 - Current||2|
|Tcm Securities||Woodstock, GA||Oct 2014 - Current||2|
|M. Craig Moser||Winston Salem, NC||Feb 1999 - Current||18|
|Senior Sales Inc Dba Moser Financial Services, Inc.||Winston Salem, NC||Jul 1989 - Current||28|
|Advisory Services Network Llc Dba Maestro Wealth Advisors||Winston Salem, NC||Jul 2012 - Mar 2015||2|
|Resource Horizons Group, LLC||Marietta, GA||Jul 2012 - Sep 2014||2|
|Bank Of America, Na||Winston-salem, NC||Dec 2009 - Jul 2012||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||High Point, NC||Jun 2006 - Jul 2012||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1988|
|S65||NASAA Investment Advisors Law Examination||Feb 1998|
|S66||NASAA Uniform Combined State Law Examination||Dec 2000|
Total Assets Under Management665MILLIONS
Total Number of Accounts5,954ACCOUNTS
Average Account Value$111,674
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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