Morris Moser (CRD# 1820768) is an Investment Advisor Representative working at Avantax Advisory Services in Winston- Salem, NC and has over 35 years of experience in the finance industry. Morris Moser has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1821508
Ubs Financial Services Inc.
CRD# 6683568
Principal Securities, Inc.
CRD# 1868078
Cgn Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Avantax Investment Services Inc. | Winston-salem, NC | Mar 2021 - Current | 3 |
| Avantax Advisory Services | Winston-salem, NC | Mar 2021 - Current | 3 |
| Avantax Insurance Agency, LLC | Winston-salem, NC | Mar 2021 - Current | 3 |
| Maestro Wealth Advisors, LLC | Winston Salem, NC | Mar 2012 - Current | 12 |
| M. Craig Moser | Winston Salem, NC | Feb 1999 - Current | 25 |
| Maestro Insurance Services, Inc F/k/a Senior Sales, Inc. | Winston Salem, NC | Jul 1989 - Current | 34 |
| World Equity Group | Arlington Heights, IL | Jun 2019 - Mar 2021 | 1 |
| Retirement Wealth Advisors, Inc. | Winston Salem, NC | Apr 2015 - Mar 2021 | 5 |
| Formulafolio Investments, LLC | Winston Salem, NC | Apr 2015 - Mar 2021 | 5 |
| Taylor Capital Management Inc. | Woodstock, GA | Oct 2014 - Jul 2019 | 4 |
| Advisory Services Network Llc Dba Maestro Wealth Advisors | Winston Salem, NC | Jul 2012 - Mar 2015 | 2 |
| Resource Horizons Group, LLC | Marietta, GA | Jul 2012 - Sep 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1988 |
| S65 | NASAA Investment Advisors Law Examination | Feb 1998 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2000 |
- NC
- TX
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Total Assets Under Management41,696MILLIONS
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Total Number of Accounts131,534ACCOUNTS
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Average Account Value$316,996
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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