Phu O, financial advisor Winston Salem NC
93 score

Phu O

CRD Number: 3034370
Current Firm: Sheets Smith Wealth Management

Phu O (CRD# 3034370) is an Investment Advisor Representative working at Sheets Smith Wealth Management in Winston Salem, NC and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Sheets Smith Wealth Management Winston Salem, NC Jun 2012 - Current 4
Self Employed Greensboro, NC Sep 2010 - May 2012 1
C.s. Mckee Lp - 8th Floor Pittsburgh, PA Jun 2010 - Aug 2010 < 1
C S Mckee Investment Managers Pittsburgh, PA May 2000 - May 2010 10
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2013
S63 Uniform Securities State Law Examination Jun 1998
Contact Info for Phu M. O
Phone Number: 336-765-2020
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    700
    MILLIONS
  • Total Number of Accounts
    856
    ACCOUNTS
  • Average Account Value
    $818,102
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

FL, MD, NC, SC, VA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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