Ulysses Smith (CRD# 6319446) is an Investment Advisor Representative working at Primerica Advisors in Winthrop Harbor, IL and has over 8 years of experience in the finance industry.
CRD# 5252940
Cetera Investment Advisers LLC
CRD# 2424715
Mesirow Financial Investment Management, Inc.
CRD# 5438918
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Primerica Financial Services | Winthrop Harbor, IL | Apr 2019 - Current | 5 |
| Pfs Investments Inc. | Winthrop Harbor, IL | Apr 2019 - Current | 5 |
| The Prudential Insurance Company Of America | Downers Grove, IL | Jan 2019 - Apr 2019 | < 1 |
| Pruco Securities LLC | Downers Grove, IL | Dec 2018 - Apr 2019 | < 1 |
| Waukegan To College | Waukegan, IL | Aug 2016 - Nov 2018 | 2 |
| Money Concepts Capital Corp | Palm Beach Gardens, FL | Jun 2015 - Aug 2017 | 2 |
| Eddie Bauer | Johnson Creek, WI | Mar 2015 - May 2015 | < 1 |
| University Of Wisconsin-whitewater | Whitewater, WI | Aug 2013 - May 2015 | 1 |
| Ipacesetters | Whitewater, WI | Oct 2013 - Dec 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Feb 2016 |
| S63 | Uniform Securities State Law Examination | Aug 2015 |
- IL
-
Total Assets Under Management8,462MILLIONS
-
Total Number of Accounts59,808ACCOUNTS
-
Average Account Value$141,486
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.