Benjamin Brocker, financial advisor Woodbury MN

Benjamin Brocker

CRD Number: 5687239
Current Firm: Legacy Wealth

Benjamin Brocker (CRD# 5687239) is an Investment Advisor Representative working at Legacy Wealth in Woodbury, MN and has over 12 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Legacy Wealth Asset Management, Llc Dba Legacy Wealth Woodbury, MN Feb 2020 - Current 2
M Holding Securities, Inc. Portland, OR Mar 2011 - Current 11
Legacy Wealth, LLC Woodbury, MN Mar 2011 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2010
Contact Info for Benjamin M. Brocker
Phone Number: 651-621-2383
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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