Matthew Brocker, financial advisor Woodbury MN
88 score

Matthew Brocker

CRD Number: 6213411
Current Firm: M Holdings Securities, Inc.

Matthew Brocker (CRD# 6213411) is an Investment Advisor Representative working at M Holdings Securities, Inc. in Woodbury, MN and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
M Holdings Securities, Inc. Portland, OR Jun 2014 - Current 2
Legacy Wealth Woodbury, MN Jun 2013 - Current 3
Bethel University Arden Hills, MN Aug 2010 - May 2014 3
Dick's Sporting Goods Woodbury, MN Jul 2011 - Aug 2012 1
New Life Academy Woodbury, MN Jun 2011 - Aug 2011 < 1
Walmart Woodbury, MN Jul 2010 - Aug 2010 < 1
New Life Academy Woodbury, MN Sep 1998 - Jun 2010 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2014
S65 NASAA Investment Advisors Law Examination Nov 2014
Contact Info for Matthew M. Brocker
Phone Number: 800-656-6960
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    958
    MILLIONS
  • Total Number of Accounts
    2,758
    ACCOUNTS
  • Average Account Value
    $347,441
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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