Stephen Trask (CRD# 1837307) is an Investment Advisor Representative working at Ip Financial Advisory Services LLC in Mechanicsburg, PA and has over 35 years of experience in the finance industry.
CRD# 2503103
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1255111
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 3244566
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ip Financial Advisory Services LLC | Charlotte, NC | Jan 2023 - Current | 1 |
| Vanderbilt Securities, LLC | Melville, NY | Apr 2012 - Jan 2023 | 10 |
| Vanderbilt Advisory Services | Melville, NY | Apr 2012 - Jan 2023 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1988 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PA
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Total Assets Under Management297MILLIONS
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Total Number of Accounts2,290ACCOUNTS
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Average Account Value$129,673
- A percentage of assets under your management
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