David Pinto (CRD# 4723325) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Woodland, CA and has over 20 years of experience in the finance industry. David Pinto has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2923073
Captrust
CRD# 2888718
Northwestern Mutual Investment Services,llc
CRD# 2712051
Adams Ashby Financial Advisors
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ameriprise Financial Services, LLC | Woodland, CA | Mar 2020 - Current | 4 |
| Ameriprise Financial Advisors Inc. | Woodland, CA | Apr 2018 - Mar 2020 | 1 |
| Farmers Financial Solutions | Davis, CA | Oct 2003 - Apr 2018 | 14 |
| Farmers Insurance Group | Davis, CA | Jun 2003 - Apr 2018 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2003 |
- CA
- TX
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Total Assets Under Management479,794MILLIONS
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Total Number of Accounts2,284,921ACCOUNTS
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Average Account Value$209,983
- A percentage of assets under your management
- Hourly charges
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- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
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