Rajiv Shah (CRD# 3162156) is an Investment Advisor Representative working at Lazari Capital Management, Inc. in Woodland Hills, CA and has over 23 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Vlb Capital LLC | Weston, FL | Jan 2024 - Current | < 1 |
| Bgv Securities | Miami, FL | Dec 2023 - Current | < 1 |
| Credicorp Capital LLC | Miami, FL | Oct 2023 - Current | < 1 |
| Seminario Securities | Miami, FL | May 2023 - Current | < 1 |
| Ef Hutton Llc (fka Benchmark Investments, Inc) | New York, NY | Jun 2020 - Current | 3 |
| Cgis Securities LLC | Miami, FL | Feb 2020 - Current | 4 |
| Investment Placement Group | San Diego, CA | Sep 2019 - Current | 4 |
| Kingswood Capital Partners, LLC | Weston, FL | Jun 2018 - Current | 5 |
| Lazari Capital Management, Inc. | Woodland Hills, CA | May 2018 - Current | 5 |
| Rks Consulting Services | Ft. Lauderdale, FL | Jun 2015 - Current | 8 |
| Credicorp Capital LLC | Miami, FL | Feb 2022 - Jul 2023 | 1 |
| Puente Asesoramiento De Inversiones, LLC | Miami, FL | May 2021 - Jun 2023 | 2 |
| Puente Servicios Financieros | Miami, FL | Nov 2020 - May 2023 | 2 |
| Kovack International Wealth Management Inc. | Ft. Lauderdale, FL | Feb 2022 - Nov 2022 | < 1 |
| Latin Securities, Inc. | 1401 Brickell Ave, Suite 500, FL | Feb 2022 - Nov 2022 | < 1 |
| Chalice Capital | San Diego, CA | Aug 2017 - Jun 2020 | 2 |
| Niagara International Capital Limited | Weston, FL | Jul 2017 - Jun 2018 | < 1 |
| Next Financial Group, Inc. | Houston, TX | Jun 2017 - Jul 2017 | < 1 |
| Deutsche Bank | Jacksonville, FL | Sep 2014 - Jun 2015 | < 1 |
| Kovack Securities | Ft. Lauderdale, FL | Apr 2011 - Sep 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2000 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2001 |
- CA
- FL
-
Total Assets Under Management471MILLIONS
-
Total Number of Accounts1,145ACCOUNTS
-
Average Account Value$411,484
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
AZ, CA, CO, FL, GA, NC, NV, NY, OH, PA, SC, TX, VA, WA, WV
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.