Thomas ElyCRD Number: 1150570
Current Firm: Gwn Securities Inc.
Thomas Ely (CRD# 1150570) is an Investment Advisor Representative working at Gwn Securities Inc. in Wytheville, VA and has over 34 years of experience in the finance industry.
Roger R. Bell & Company, Inc.
Lincoln Financial Securities Corporation
Ameriprise Financial Services, Inc.
|Gwn Securities Inc.||Palm Beach Gardens, FL||Jul 2010 - Current||7|
|Interactive Financial Advisors||Oakbrook, IL||Feb 2005 - Current||12|
|Northern Life||Seattle, WA||Jan 1989 - Current||28|
|Ely Financial Network||Wytheville, VA||Jan 1989 - Current||28|
|Virginia Retirement Specialist, Inc.||Marion, VA||Jan 1989 - Current||28|
|United Agency Advisory Corporation Of Va||Wytheville, VA||Jul 1985 - Current||32|
|Great Southern Life||Dallas, VA||Jan 1982 - Current||35|
|James Life Insurance, Inc.||Wytheville, VA||Jun 1977 - Current||40|
|Great American Advisors, Inc.||Cincinnati, OH||Feb 2005 - Jul 2010||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1983|
|S65||NASAA Investment Advisors Law Examination||Mar 1997|
Total Assets Under Management1,387MILLIONS
Total Number of Accounts21,091ACCOUNTS
Average Account Value$65,765
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Market timing services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV