Lori RothenbergerCRD Number: 5446904
Current Firm: Raymond James Financial Services Advisors, Inc.
Lori Rothenberger (CRD# 5446904) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Yankton, SD and has over 8 years of experience in the finance industry.
Summit Financial Group Inc.
Ipi Wealth Management, Inc.
|Great Western Bank||Yankton, SD||Jun 2016 - Current||1|
|Raymond James Financial Services, Inc.||Yankton, SD||Feb 2013 - Current||5|
|Raymond James Financial Services Advisors Inc.||Yankton, SD||Feb 2013 - Current||5|
|N/a||Yankton, SD||Sep 2016 - Jun 2017||< 1|
|Home Federal Bank||Yankton, SD||Feb 2013 - Jun 2016||3|
|Investment Centers Of America||Yankton, SD||Mar 2009 - Feb 2013||3|
|Bank 360||Yankton, SD||Mar 2009 - Feb 2013||3|
|River City Gymnastics||Yankton, SD||Jan 1996 - Apr 2009||13|
|Bruce Kniffen||Yankton, SD||Jan 1995 - Mar 2009||14|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2010|
Total Assets Under Management81,239MILLIONS
Total Number of Accounts280,698ACCOUNTS
Average Account Value$289,416
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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