David Pintaric, financial advisor Youngstown OH

David Pintaric

CRD Number: 1605115
Current Firm: Securities America Advisors, Inc.

David Pintaric (CRD# 1605115) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Youngstown, OH and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America, Inc. Youngstown, OH Sep 2019 - Current 4
Securities America Advisors Youngstown, OH Sep 2019 - Current 4
Unemployed Canfield, OH Jul 2019 - Sep 2019 < 1
Sterne Agee Investment Advisor Services, Inc. Birmingham, AL Jan 2015 - Jun 2019 4
Sterne Agee Financial Services, Inc. Youngstown, OH Sep 2014 - Jun 2019 4
Wrp Investments, Inc. Youngstown, OH Nov 1986 - Jun 2014 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1993
S65 NASAA Investment Advisors Law Examination Mar 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for David M. Pintaric
Phone Number: 402-399-9111
Registered State(s):
  • NC
  • OH
  • PA
By the Numbers
  • Total Assets Under Management
    40,420
    MILLIONS
  • Total Number of Accounts
    211,150
    ACCOUNTS
  • Average Account Value
    $191,430
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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