Thomas Dawes (CRD# 3179360) is an Investment Advisor Representative working at Missionsquare Retirement in Yucaipa, CA and has over 24 years of experience in the finance industry.
CRD# 1622075
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5480138
Safeguard Investment Advisory Group, LLC
CRD# 2922342
Infinity Financial Services Advisory
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Icma-rc Services, LLC | Washington, DC | Aug 2020 - Current | 3 |
| Faith Electric | Redlands, CA | Apr 2020 - Jul 2020 | < 1 |
| Unemployed | Yucaipa, CA | Oct 2019 - Apr 2020 | < 1 |
| Tiaa | Pasadena, CA | Jan 2015 - Sep 2019 | 4 |
| Tiaa-cref Individual & Institutional Services, LLC | Pasadena, CA | Jan 2015 - Sep 2019 | 4 |
| Prudential Investment Management Services, LLC | Yucaipa, CA | Mar 2006 - Jan 2015 | 8 |
| Prudential Insurance Company Of America | Yucaipa, CA | Mar 2006 - Jan 2015 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Oct 2020 |
| S63 | Uniform Securities State Law Examination | Feb 2000 |
- CA
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Total Assets Under Management668MILLIONS
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Total Number of Accounts1ACCOUNTS
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Average Account Value$668,171,497
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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