Aegis Capital Corp.

Aegis Capital Corp. (CRD# 15007) is a financial advisory firm headquartered in New York, NY. They manage $326,601,658 in 1,027 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    327
    MILLION
  • Total Number of Accounts
    1,027
    ACCOUNTS
  • Average Account Value
    $318,015
Compensation Options
  • A percentage of assets under your management
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Aegis Capital Corp.
Showing 1 - 10 of 84 top financial advisors.
1
Tyler J. Ares
CRD#: 5430692
Incline Village, NV 89451
100
Wealthminder
score

Tyler Ares (CRD# 5430692) is an Investment Advisor Representative working at Aegis Capital Corp. in Incline Village, NV and has over 9 years of experience in the finance industry.

 

LinkedIn Profile: https://www.linkedin.com/in/tyler-ares-65507b20 

 

2
Robert S. Chapman
CRD#: 4118965
2700 N Military Trail, Suite 220, Boca Raton, FL 33431
96
Wealthminder
score

Robert Chapman (CRD# 4118965) is an Investment Advisor Representative working at Aegis Capital Corp. in Boca Raton, FL and has over 15 years of experience in the finance industry.

3
Thomas M. Dowling
CRD#: 2573963
40 Wall Street, 46th Floor, New York, NY 10005
96
Wealthminder
score

Thomas Dowling (CRD# 2573963) is an Investment Advisor Representative working at Aegis Capital Corp. in New York, NY and has over 22 years of experience in the finance industry.

4
Candace C. Abrams
CRD#: 5300612
1515 S Federal Hwy, Suite 121, Boca Raton, FL 33432
93
Wealthminder
score

Candace Abrams (CRD# 5300612) is an Investment Advisor Representative working at Aegis Capital Corp. in Boca Raton, FL and has over 8 years of experience in the finance industry.

5
Ajit Ajmani
CRD#: 5188424
40 Wall Street, 46th Floor, New York, NY 10005
93
Wealthminder
score

Ajit Ajmani (CRD# 5188424) is an Investment Advisor Representative working at Aegis Capital Corp. in New York, NY and has over 11 years of experience in the finance industry.

6
Brendan J. Bogart
CRD#: 2107354
550 Kinderkamack Rd., Suite 204, Oradell, NJ 07649
93
Wealthminder
score

Brendan Bogart (CRD# 2107354) is an Investment Advisor Representative working at Aegis Capital Corp. in Oradell, NJ and has over 26 years of experience in the finance industry.

7
Keith M. Curtis
CRD#: 4798755
1924 S. Osprey Avenue, Suite 202, Sarasota, FL 34239
93
Wealthminder
score

Keith Curtis (CRD# 4798755) is an Investment Advisor Representative working at Aegis Capital Corp. in Sarasota, FL and has over 12 years of experience in the finance industry.

8
Kirkwood M. Farrington
CRD#: 4826690
1715 N. Westshore Blvd., Suite 130, Tampa, FL 33607
93
Wealthminder
score

Kirkwood Farrington (CRD# 4826690) is an Investment Advisor Representative working at Aegis Capital Corp. in Tampa, FL and has over 12 years of experience in the finance industry.

9
David N. Ferri
CRD#: 4445380
101 N Woodland Blvd, Suite 201, Main Street Center, Deland, FL 32720
93
Wealthminder
score

David Ferri (CRD# 4445380) is an Investment Advisor Representative working at Aegis Capital Corp. in Deland, FL and has over 15 years of experience in the finance industry.

10
David E. Herman
CRD#: 1803557
2700 N Military Trail, Suite 220, Boca Raton, FL 33431
93
Wealthminder
score

David Herman (CRD# 1803557) is an Investment Advisor Representative working at Aegis Capital Corp. in Boca Raton, FL and has over 24 years of experience in the finance industry.

1 2 3 4 5 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.