Aegis Capital Corp.

Aegis Capital Corp. (CRD# 15007) is a financial advisory firm headquartered in New York, NY. They manage $369,085,169 in 1,350 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    369
    MILLION
  • Total Number of Accounts
    1,350
    ACCOUNTS
  • Average Account Value
    $273,396
Compensation Options
  • A percentage of assets under your management
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Aegis Capital Corp.
Showing 1 - 10 of 100 top financial advisors.
1
Tyler J. Ares
CRD#: 5430692
Incline Village, NV 89451
100
Wealthminder
score

Tyler Ares (CRD# 5430692) is an Investment Advisor Representative working at Aegis Capital Corp. in Incline Village, NV and has over 9 years of experience in the finance industry.

 

LinkedIn Profile: https://www.linkedin.com/in/tyler-ares-65507b20 

 

2
Thomas M. Dowling
CRD#: 2573963
1000 William Hilton Parkway, Unit C5, Hilton Head Island, SC 29928
96
Wealthminder
score

Thomas Dowling (CRD# 2573963) is an Investment Advisor Representative working at Aegis Capital Corp. in Hilton Head Island, SC and has over 23 years of experience in the finance industry. Thomas Dowling has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
George M. Russell
CRD#: 1388143
810 7th Ave., 18th And 22nd Floor, New York, NY 10019
96
Wealthminder
score

George Russell (CRD# 1388143) is an Investment Advisor Representative working at Aegis Capital Corp. in New York, NY and has over 32 years of experience in the finance industry.

4
Candace C. Abrams
CRD#: 5300612
1515 S Federal Hwy, Suite 121, Boca Raton, FL 33432
93
Wealthminder
score

Candace Abrams (CRD# 5300612) is an Investment Advisor Representative working at Aegis Capital Corp. in Boca Raton, FL and has over 8 years of experience in the finance industry.

5
Ajit Ajmani
CRD#: 5188424
40 Wall Street, 46th Floor, New York, NY 10005
93
Wealthminder
score

Ajit Ajmani (CRD# 5188424) is an Investment Advisor Representative working at Aegis Capital Corp. in New York, NY and has over 11 years of experience in the finance industry.

6
Brendan J. Bogart
CRD#: 2107354
550 Kinderkamack Rd., Suite 204, Oradell, NJ 07649
93
Wealthminder
score

Brendan Bogart (CRD# 2107354) is an Investment Advisor Representative working at Aegis Capital Corp. in Oradell, NJ and has over 27 years of experience in the finance industry.

7
Michael J. Crane
CRD#: 2875713
95 N. State Route 17, Suite 203, Paramus, NJ 07652
93
Wealthminder
score

Michael Crane (CRD# 2875713) is an Investment Advisor Representative working at Aegis Capital Corp. in Paramus, NJ and has over 20 years of experience in the finance industry.

8
Keith M. Curtis
CRD#: 4798755
1924 S. Osprey Avenue, Suite 202, Sarasota, FL 34239
93
Wealthminder
score

Keith Curtis (CRD# 4798755) is an Investment Advisor Representative working at Aegis Capital Corp. in Sarasota, FL and has over 12 years of experience in the finance industry.

9
Kirkwood M. Farrington
CRD#: 4826690
1715 N. Westshore Blvd., Suite 130, Tampa, FL 33607
93
Wealthminder
score

Kirkwood Farrington (CRD# 4826690) is an Investment Advisor Representative working at Aegis Capital Corp. in Tampa, FL and has over 12 years of experience in the finance industry.

10
David N. Ferri
CRD#: 4445380
101 N Woodland Blvd, Suite 201, Main Street Center, Deland, FL 32720
93
Wealthminder
score

David Ferri (CRD# 4445380) is an Investment Advisor Representative working at Aegis Capital Corp. in Deland, FL and has over 15 years of experience in the finance industry.

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