Alpha Financial Advisors, LLC

Alpha Financial Advisors, LLC (CRD# 122545) is a financial advisory firm headquartered in Charlotte, NC. They manage $125,884,687 in 143 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    126
    MILLION
  • Total Number of Accounts
    143
    ACCOUNTS
  • Average Account Value
    $880,313
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, NC, SC, TX

Financial Advisors at Alpha Financial Advisors, LLC
Showing 1 - 4 of 4 top financial advisors.
1
John T. Gugle
CRD#: 4071396
11325 N Community House Rd, Suite 410, Charlotte, NC 28277
96
Wealthminder
score

John Gugle (CRD# 4071396) is an Investment Advisor Representative working at Alpha Financial Advisors, LLC in Charlotte, NC and has over 15 years of experience in the finance industry. John Gugle has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Henry N. Barringer
CRD#: 5896660
11325 N Community House Rd, Suite #410, Charlotte, NC 28277
93
Wealthminder
score

Henry Barringer (CRD# 5896660) is an Investment Advisor Representative working at Alpha Financial Advisors, LLC in Charlotte, NC and has over 6 years of experience in the finance industry. Henry Barringer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Ann Marie R. Gugle
CRD#: 5889714
11325 N Community House Rd, Suite 410, Charlotte, NC 28277
90
Wealthminder
score

Ann Marie Gugle (CRD# 5889714) is an Investment Advisor Representative working at Alpha Financial Advisors, LLC in Charlotte, NC and has 1 year of experience in the finance industry. Ann Marie Gugle has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Megan L. Rindskopf
CRD#: 5672633
11325 N Community House Rd, Suite #410, Charlotte, NC 28277
90
Wealthminder
score

Megan Rindskopf (CRD# 5672633) is an Investment Advisor Representative working at Alpha Financial Advisors, LLC in Charlotte, NC and has 1 year of experience in the finance industry. Megan Rindskopf has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.