Ariel Investments, LLC

Ariel Investments, LLC (CRD# 108211) is a financial advisory firm headquartered in Chicago, IL. They manage $10,133,211,035 in 248 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    10,133
    MILLION
  • Total Number of Accounts
    248
    ACCOUNTS
  • Average Account Value
    $40,859,722
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Ariel Investments, LLC
Showing 1 - 4 of 4 top financial advisors.
1
Julia Barrera
CRD#: 4683839
200 East Randolph Street, Suite 2900, Chicago, IL 60601
93
Wealthminder
score

Julia Barrera (CRD# 4683839) is an Investment Advisor Representative working at Ariel Investments, LLC in Chicago, IL and has over 12 years of experience in the finance industry.

2
Malik T. Murray
CRD#: 2998855
200 E. Randolph Drive., Ste. 2900, Chicago, IL 60601
93
Wealthminder
score

Malik Murray (CRD# 2998855) is an Investment Advisor Representative working at Ariel Investments, LLC in Chicago, IL and has over 10 years of experience in the finance industry.

3
Gary L. Rozier
CRD#: 3275393
200 East Randolph Drive, Ste. 2900, Chicago, IL 60601
93
Wealthminder
score

Gary Rozier (CRD# 3275393) is an Investment Advisor Representative working at Ariel Investments, LLC in Chicago, IL and has over 14 years of experience in the finance industry.

4
James R. Prescott
CRD#: 6095346
200 East Randolph Street, Suite 2900, Chicago, IL 60601
90
Wealthminder
score

James Prescott (CRD# 6095346) is an Investment Advisor Representative working at Ariel Investments, LLC in Chicago, IL and has over 4 years of experience in the finance industry.

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