Ariel Investments, LLC

Ariel Investments, LLC (CRD# 108211) is a financial advisory firm headquartered in Chicago, IL. They manage $10,133,211,035 in 248 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    10,133
    MILLION
  • Total Number of Accounts
    248
    ACCOUNTS
  • Average Account Value
    $40,859,722
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Ariel Investments, LLC
Showing 1 - 4 of 4 top financial advisors.
1
Julia Barrera
CRD#: 4683839
200 East Randolph Street, Suite 2900, Chicago, IL 60601
93
Wealthminder
score

Julia Barrera (CRD# 4683839) is an Investment Advisor Representative working at Ariel Investments, LLC in Chicago, IL and has over 13 years of experience in the finance industry.

2
Malik T. Murray
CRD#: 2998855
200 E. Randolph Drive., Ste. 2900, Chicago, IL 60601
93
Wealthminder
score

Malik Murray (CRD# 2998855) is an Investment Advisor Representative working at Ariel Investments, LLC in Chicago, IL and has over 11 years of experience in the finance industry.

3
Gary L. Rozier
CRD#: 3275393
200 East Randolph Drive, Ste. 2900, Chicago, IL 60601
93
Wealthminder
score

Gary Rozier (CRD# 3275393) is an Investment Advisor Representative working at Ariel Investments, LLC in Chicago, IL and has over 15 years of experience in the finance industry.

4
James R. Prescott
CRD#: 6095346
200 East Randolph Street, Suite 2900, Chicago, IL 60601
90
Wealthminder
score

James Prescott (CRD# 6095346) is an Investment Advisor Representative working at Ariel Investments, LLC in Chicago, IL and has over 5 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.