Braddock Financial LLC

Braddock Financial LLC (CRD# 112732) is a financial advisory firm headquartered in Denver, CO. They manage $79,060,671 in 3 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Braddock Financial LLC
Showing 1 - 1 of 1 top financial advisors.
Harvey B. Allon
CRD#: 726935
1125 Seventeenth St., Suite 1510, Denver, CO 80202

Harvey Allon (CRD# 726935) is an Investment Advisor Representative working at Braddock Financial LLC in Denver, CO and has over 28 years of experience in the finance industry.

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