Broadview Advisors, LLC

Broadview Advisors, LLC (CRD# 111494) is a financial advisory firm headquartered in Milwaukee, WI. They manage $840,131,445 in 22 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    840
    MILLION
  • Total Number of Accounts
    22
    ACCOUNTS
  • Average Account Value
    $38,187,793
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

WI

Financial Advisors at Broadview Advisors, LLC
Showing 1 - 6 of 6 top financial advisors.
1
Faraz Farzam
CRD#: 2952474
330 East Kilbourn Avenue, Suite 1475, Milwaukee, WI 53202
96
Wealthminder
score

Faraz Farzam (CRD# 2952474) is an Investment Advisor Representative working at Broadview Advisors, LLC in Milwaukee, WI and has over 19 years of experience in the finance industry.

2
James M. Wenzler
CRD#: 1379051
330 East Kilbourn Avenue, Suite 1475, Milwaukee, WI 53202
96
Wealthminder
score

James Wenzler (CRD# 1379051) is an Investment Advisor Representative working at Broadview Advisors, LLC in Milwaukee, WI and has over 31 years of experience in the finance industry.

3
Paul C. Baures
CRD#: 2455458
330 East Kilbourn Avenue, Suite 1475, Milwaukee, WI 53202
93
Wealthminder
score

Paul Baures (CRD# 2455458) is an Investment Advisor Representative working at Broadview Advisors, LLC in Milwaukee, WI and has over 22 years of experience in the finance industry.

4
Richard E. Lane
CRD#: 1059051
330 East Kilbourn Avenue, Suite 1475, Milwaukee, WI 53202
93
Wealthminder
score

Richard Lane (CRD# 1059051) is an Investment Advisor Representative working at Broadview Advisors, LLC in Milwaukee, WI and has over 27 years of experience in the finance industry.

5
Richard J. Whiting
CRD#: 1249904
330 East Kilbourn Avenue, Suite 1475, Milwaukee, WI 53202
93
Wealthminder
score

Richard Whiting (CRD# 1249904) is an Investment Advisor Representative working at Broadview Advisors, LLC in Milwaukee, WI and has over 32 years of experience in the finance industry.

6
Aaron J. Garcia
CRD#: 4525673
330 East Kilbourn Avenue, Suite 1475, Milwaukee, WI 53202
90
Wealthminder
score

Aaron Garcia (CRD# 4525673) is an Investment Advisor Representative working at Broadview Advisors, LLC in Milwaukee, WI and has 1 year of experience in the finance industry.

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