Broadview Advisors, LLC

Broadview Advisors, LLC (CRD# 111494) is a financial advisory firm headquartered in Milwaukee, WI. They manage $840,131,445 in 22 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    840
    MILLION
  • Total Number of Accounts
    22
    ACCOUNTS
  • Average Account Value
    $38,187,793
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

WI

Financial Advisors at Broadview Advisors, LLC
Showing 1 - 6 of 6 top financial advisors.
1
Faraz Farzam
CRD#: 2952474
330 East Kilbourn Avenue, Suite 1475, Milwaukee, WI 53202
96
Wealthminder
score

Faraz Farzam (CRD# 2952474) is an Investment Advisor Representative working at Broadview Advisors, LLC in Milwaukee, WI and has over 20 years of experience in the finance industry.

2
James M. Wenzler
CRD#: 1379051
330 East Kilbourn Avenue, Suite 1475, Milwaukee, WI 53202
96
Wealthminder
score

James Wenzler (CRD# 1379051) is an Investment Advisor Representative working at Broadview Advisors, LLC in Milwaukee, WI and has over 32 years of experience in the finance industry.

3
Paul C. Baures
CRD#: 2455458
330 East Kilbourn Avenue, Suite 1475, Milwaukee, WI 53202
93
Wealthminder
score

Paul Baures (CRD# 2455458) is an Investment Advisor Representative working at Broadview Advisors, LLC in Milwaukee, WI and has over 23 years of experience in the finance industry.

4
Richard E. Lane
CRD#: 1059051
330 East Kilbourn Avenue, Suite 1475, Milwaukee, WI 53202
93
Wealthminder
score

Richard Lane (CRD# 1059051) is an Investment Advisor Representative working at Broadview Advisors, LLC in Milwaukee, WI and has over 28 years of experience in the finance industry.

5
Richard J. Whiting
CRD#: 1249904
330 East Kilbourn Avenue, Suite 1475, Milwaukee, WI 53202
93
Wealthminder
score

Richard Whiting (CRD# 1249904) is an Investment Advisor Representative working at Broadview Advisors, LLC in Milwaukee, WI and has over 33 years of experience in the finance industry.

6
Aaron J. Garcia
CRD#: 4525673
330 East Kilbourn Avenue, Suite 1475, Milwaukee, WI 53202
90
Wealthminder
score

Aaron Garcia (CRD# 4525673) is an Investment Advisor Representative working at Broadview Advisors, LLC in Milwaukee, WI and has 1 year of experience in the finance industry.

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Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.