Brokers Financial

Brokers Financial (CRD# 139627) is a financial advisory firm headquartered in Panora, IA. They manage $167,413,328 in 1,753 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    167
    MILLION
  • Total Number of Accounts
    1,753
    ACCOUNTS
  • Average Account Value
    $95,501
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Brokers Financial
Showing 1 - 10 of 75 top financial advisors.
1
Linda R. Lovie
CRD#: 2872334
102 South East 13th Street, Panora, IA 50216
98
Wealthminder
score

Linda Lovie (CRD# 2872334) is an Investment Advisor Representative working at Brokers Financial in Panora, IA and has over 20 years of experience in the finance industry.

2
Brian A. Ambrose
CRD#: 1393073
500 Ygnacio Valley Road, Suite 150, Walnut Creek, CA 94596
96
Wealthminder
score

Brian Ambrose (CRD# 1393073) is an Investment Advisor Representative working at Brokers Financial in Walnut Creek, CA and has over 31 years of experience in the finance industry. Brian Ambrose has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
John C. Brickhouse
CRD#: 3070533
102 South East 13th Street, Panora, IA 50216
96
Wealthminder
score

John Brickhouse (CRD# 3070533) is an Investment Advisor Representative working at Brokers Financial in Panora, IA and has over 18 years of experience in the finance industry. John Brickhouse has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Scott S. Harris
CRD#: 1209187
102 South East 13th Street, Panora, IA 50216
96
Wealthminder
score

Scott Harris (CRD# 1209187) is an Investment Advisor Representative working at Brokers Financial in Panora, IA and has over 34 years of experience in the finance industry. Scott Harris has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Michael J. Jorgensen
CRD#: 1685976
102 South East 13th Street, Panora, IA 50216
96
Wealthminder
score

Michael Jorgensen (CRD# 1685976) is an Investment Advisor Representative working at Brokers Financial in Panora, IA and has over 23 years of experience in the finance industry.

6
Trevon C. Kanavy
CRD#: 4433317
102 South East 13th Street, Panora, IA 50216
96
Wealthminder
score

Trevon Kanavy (CRD# 4433317) is an Investment Advisor Representative working at Brokers Financial in Panora, IA and has over 16 years of experience in the finance industry.

7
Michael G. Nash
CRD#: 1275828
3214 Singing Hills Blvd, Po Box 2580, Sioux City, IA 50216
96
Wealthminder
score

Michael Nash (CRD# 1275828) is an Investment Advisor Representative working at Brokers Financial in Sioux City, IA and has over 33 years of experience in the finance industry.

8
Lawrence M. Sasso
CRD#: 2161848
102 South East 13th Street, Panora, IA 50216
96
Wealthminder
score

Lawrence Sasso (CRD# 2161848) is an Investment Advisor Representative working at Brokers Financial in Panora, IA and has over 26 years of experience in the finance industry.

9
Peter C. Stockett
CRD#: 4390230
102 South East 13th Street, Panora, IA 50216
96
Wealthminder
score

Peter Stockett (CRD# 4390230) is an Investment Advisor Representative working at Brokers Financial in Panora, IA and has over 16 years of experience in the finance industry. Peter Stockett has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Angie D. Trandai
CRD#: 3019883
102 South East 13th Street, Panora, IA 50216
96
Wealthminder
score

Angie Trandai (CRD# 3019883) is an Investment Advisor Representative working at Brokers Financial in Panora, IA and has over 19 years of experience in the finance industry. Angie Trandai has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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