Brokers Financial

Brokers Financial (CRD# 139627) is a financial advisory firm headquartered in Urbandale, IA. They manage $1,360,141,295 in 9,114 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,360
    MILLION
  • Total Number of Accounts
    9,114
    ACCOUNTS
  • Average Account Value
    $149,236
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Brokers Financial
Showing 1 - 10 of 161 top financial advisors.
1
Daniel J. Arreola
CRD#: 4834375
18430 Mack Ave, Grosse Pointe Farms, MI 48236

Daniel Arreola (CRD# 4834375) is an Investment Advisor Representative working at Brokers Financial in Grosse Pointe Farms, MI and has over 6 years of experience in the finance industry.

2
Brian E. Aukes
CRD#: 2712193
4135 Nw Urbandale Dr, Urbandale, IA 50322

Brian Aukes (CRD# 2712193) is an Investment Advisor Representative working at Brokers Financial in Urbandale, IA and has over 27 years of experience in the finance industry.

3
Jonathan R. Bath
CRD#: 5781630
3101 Freemansburg Avenue, Easton, PA 18045

Jonathan Bath (CRD# 5781630) is an Investment Advisor Representative working at Brokers Financial in Easton, PA and has over 13 years of experience in the finance industry.

4
Bret W. Bell
CRD#: 2196064
4800 Mills Civic Parkway Ste 111, West Des Moines, IA 50265

Bret Bell (CRD# 2196064) is an Investment Advisor Representative working at Brokers Financial in West Des Moines, IA and has over 31 years of experience in the finance industry.

5
Gary D. Bondy
CRD#: 4528774
4135 Nw Urbandale Dr, Urbandale, IA 50322

Gary Bondy (CRD# 4528774) is an Investment Advisor Representative working at Brokers Financial in Urbandale, IA and has over 15 years of experience in the finance industry.

6
Theodore E. Boyes
CRD#: 5964555
Weston, FL

Theodore Boyes (CRD# 5964555) is an Investment Advisor Representative working at Brokers Financial in Weston, FL and has over 10 years of experience in the finance industry.

7
Joseph F. Boyle
CRD#: 4786879
Atlantic Beach, FL

Joseph Boyle (CRD# 4786879) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Williamsport, PA and has over 35 years of experience in the finance industry along with BS degree in Accounting from Penn State and an MBA from Bucknell University.

8
Raoul K. Brandt
CRD#: 1173932
4135 Nw Urbandale Dr, Urbandale, IA 50322

Raoul Brandt (CRD# 1173932) is an Investment Advisor Representative working at Brokers Financial in Urbandale, IA and has over 40 years of experience in the finance industry.

9
Peter W. Brock
CRD#: 5457095
4000 Westown Parkway, Ste 110, West Des Moines, IA 50266

Peter Brock (CRD# 5457095) is an Investment Advisor Representative working at Brokers Financial in West Des Moines, IA and has over 14 years of experience in the finance industry.

10
Stephen P. Brown
CRD#: 4430326
11555 Heron Bay Blvd #222, Coral Springs, FL 33071

Stephen Brown (CRD# 4430326) is an Investment Advisor Representative working at Brokers Financial in Coral Springs, FL and has over 22 years of experience in the finance industry.

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