Brokers Financial

Brokers Financial (CRD# 139627) is a financial advisory firm headquartered in Urbandale, IA. They manage $289,765,158 in 2,336 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    290
    MILLION
  • Total Number of Accounts
    2,336
    ACCOUNTS
  • Average Account Value
    $124,043
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Brokers Financial
Showing 1 - 10 of 109 top financial advisors.
1
Linda R. Lovie
CRD#: 2872334
102 South East 13th Street, Panora, IA 50216
98
Wealthminder
score

Linda Lovie (CRD# 2872334) is an Investment Advisor Representative working at Brokers Financial in Panora, IA and has over 20 years of experience in the finance industry.

2
Kurtis C. Thompson
CRD#: 3118733
3737 Woodland Avenue, Suite 640, West Des Moines, IA 50266
98
Wealthminder
score

Kurtis Thompson (CRD# 3118733) is an Investment Advisor Representative working at Brokers Financial in West Des Moines, IA and has over 19 years of experience in the finance industry.

3
Scott S. Harris
CRD#: 1209187
4135 Nw Urbandale Dr., Urbandale, IA 50322
96
Wealthminder
score

Scott Harris (CRD# 1209187) is an Investment Advisor Representative working at Brokers Financial in Urbandale, IA and has over 34 years of experience in the finance industry. Scott Harris has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Trevon C. Kanavy
CRD#: 4433317
4135 Nw Urbandale Dr., Urbandale, IA 50322
96
Wealthminder
score

Trevon Kanavy (CRD# 4433317) is an Investment Advisor Representative working at Brokers Financial in Urbandale, IA and has over 16 years of experience in the finance industry.

5
Diana M. Longo
CRD#: 4552135
277 Fairfield Road, Suite 212, Fairfield, NJ 07004
96
Wealthminder
score

Diana Longo (CRD# 4552135) is an Investment Advisor Representative working at Brokers Financial in Fairfield, NJ and has over 10 years of experience in the finance industry. Diana Longo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Andrew A. Osby
CRD#: 4202621
4135 Nw Urbandale Dr, Urbandale, IA 50322
96
Wealthminder
score

Andrew Osby (CRD# 4202621) is an Investment Advisor Representative working at Brokers Financial in Urbandale, IA and has over 13 years of experience in the finance industry.

7
Lawrence M. Sasso
CRD#: 2161848
4135 Nw Urbandale Dr., Urbandale, IA 50322
96
Wealthminder
score

Lawrence Sasso (CRD# 2161848) is an Investment Advisor Representative working at Brokers Financial in Urbandale, IA and has over 26 years of experience in the finance industry.

8
Tami J. Simpson
CRD#: 5263487
650 Town Center Drive, Suite 860, Costa Mesa, CA 92626
96
Wealthminder
score

Tami Simpson (CRD# 5263487) is an Investment Advisor Representative working at Brokers Financial in Costa Mesa, CA and has over 11 years of experience in the finance industry. Tami Simpson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Christopher R. Stewart
CRD#: 2536613
4135 Nw Urbandale Dr, Urbandale, IA 50322
96
Wealthminder
score

Christopher Stewart (CRD# 2536613) is an Investment Advisor Representative working at Brokers Financial in Urbandale, IA and has over 23 years of experience in the finance industry. Christopher Stewart has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Peter C. Stockett
CRD#: 4390230
4135 Nw Urbandale Dr., Urbandale, IA 50322
96
Wealthminder
score

Peter Stockett (CRD# 4390230) is an Investment Advisor Representative working at Brokers Financial in Urbandale, IA and has over 17 years of experience in the finance industry. Peter Stockett has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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