Capital One Advisors, LLC

Capital One Advisors, LLC (CRD# 136865) is a financial advisory firm headquartered in Mclean, VA. They manage $8,102,913 in 204 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    8
    MILLION
  • Total Number of Accounts
    204
    ACCOUNTS
  • Average Account Value
    $39,720
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Capital One Advisors, LLC
Showing 1 - 10 of 396 top financial advisors.
1
Pierce Adams
CRD#: 5987927
1750 Tysons Blvd, 12th Floor, Mclean, VA 22102
96
Wealthminder
score

Pierce Adams (CRD# 5987927) is an Investment Advisor Representative working at Capital One Advisors, LLC in Mclean, VA and has over 6 years of experience in the finance industry. Pierce Adams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Zachary D. Allen
CRD#: 4469848
5750 Youree Drive, Shreveport, LA 71105
96
Wealthminder
score

Zachary Allen (CRD# 4469848) is an Investment Advisor Representative working at Capital One Advisors, LLC in Shreveport, LA and has over 15 years of experience in the finance industry. Zachary Allen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Barbara E. Beck-Rieger
CRD#: 5092754
1080 Rd 58 Roanoke Plz, Riverhead, NY 11901
96
Wealthminder
score

Barbara Beck-Rieger (CRD# 5092754) is an Investment Advisor Representative working at Capital One Advisors, LLC in Riverhead, NY and has over 9 years of experience in the finance industry. Barbara Beck-Rieger has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Peter K. Berneburg
CRD#: 2686428
83 South King Street, Suite 700, Seattle, WA 98104
96
Wealthminder
score

Peter Berneburg (CRD# 2686428) is an Investment Advisor Representative working at Capital One Advisors, LLC in Seattle, WA and has over 22 years of experience in the finance industry. Peter Berneburg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Jason C. Bezou
CRD#: 4642397
83 South King Street, Suite 700, Seattle, WA 98104
96
Wealthminder
score

Jason Bezou (CRD# 4642397) is an Investment Advisor Representative working at Capital One Advisors, LLC in Seattle, WA and has over 14 years of experience in the finance industry. Jason Bezou has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Gregory G. Brown
CRD#: 1415905
2102 Ralph Avenue, Brooklyn, NY 11234
96
Wealthminder
score

Gregory Brown (CRD# 1415905) is an Investment Advisor Representative working at Capital One Advisors, LLC in Brooklyn, NY and has over 32 years of experience in the finance industry. Gregory Brown has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Nicholas D. Brown
CRD#: 5211323
83 South King Street, Seattle, WA 98104
96
Wealthminder
score

Nicholas Brown (CRD# 5211323) is an Investment Advisor Representative working at Capital One Advisors, LLC in Seattle, WA and has over 11 years of experience in the finance industry.

8
Kevin M. Burke
CRD#: 2599677
1750 Tysons Blvd, 12th Floor, Mclean, VA 22102
96
Wealthminder
score

Kevin Burke (CRD# 2599677) is an Investment Advisor Representative working at Capital One Advisors, LLC in Mclean, VA and has over 22 years of experience in the finance industry. Kevin Burke has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Tracy L. Clark
CRD#: 2487137
10211 River Road, Potomac, MD 20854
96
Wealthminder
score

Tracy Clark (CRD# 2487137) is an Investment Advisor Representative working at Capital One Advisors, LLC in Potomac, MD and has over 23 years of experience in the finance industry. Tracy Clark has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Rosemarie F. Cohen
CRD#: 1616862
5041 Nicholson Ln, Rockville, MD 20852
96
Wealthminder
score

Rosemarie Cohen (CRD# 1616862) is an Investment Advisor Representative working at Capital One Advisors, LLC in Rockville, MD and has over 31 years of experience in the finance industry. Rosemarie Cohen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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