Capital One Advisors, LLC

Capital One Advisors, LLC (CRD# 136865) is a financial advisory firm headquartered in Seattle, WA. They manage $16,119 in 12 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    12
    ACCOUNTS
  • Average Account Value
    $1,343
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Capital One Advisors, LLC
Showing 1 - 10 of 330 top financial advisors.
1
Zachary D. Allen
CRD#: 4469848
408 Webster Street, Houston, TX 77002
96
Wealthminder
score

Zachary Allen (CRD# 4469848) is an Investment Advisor Representative working at Capital One Advisors, LLC in Houston, TX and has over 14 years of experience in the finance industry. Zachary Allen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Peter K. Berneburg
CRD#: 2686428
83 South King Street, Suite 700, Seattle, WA 98104
96
Wealthminder
score

Peter Berneburg (CRD# 2686428) is an Investment Advisor Representative working at Capital One Advisors, LLC in Seattle, WA and has over 20 years of experience in the finance industry. Peter Berneburg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Jason C. Bezou
CRD#: 4642397
83 South King Street, Suite 700, Seattle, WA 98104
96
Wealthminder
score

Jason Bezou (CRD# 4642397) is an Investment Advisor Representative working at Capital One Advisors, LLC in Seattle, WA and has over 13 years of experience in the finance industry. Jason Bezou has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Tracy L. Clark
CRD#: 2487137
1680 Capital One Drive 7th Floor, Mclean, VA 22102
96
Wealthminder
score

Tracy Clark (CRD# 2487137) is an Investment Advisor Representative working at Capital One Advisors, LLC in Mclean, VA and has over 22 years of experience in the finance industry. Tracy Clark has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Rosemarie F. Cohen
CRD#: 1616862
83 South King Street, Suite 700, Seattle, WA 98104
96
Wealthminder
score

Rosemarie Cohen (CRD# 1616862) is an Investment Advisor Representative working at Capital One Advisors, LLC in Seattle, WA and has over 29 years of experience in the finance industry. Rosemarie Cohen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Nicholas J. Gaetani
CRD#: 5824313
83 South King Street, Suite 700, Seattle, WA 98104
96
Wealthminder
score

Nicholas Gaetani (CRD# 5824313) is an Investment Advisor Representative working at Capital One Advisors, LLC in Seattle, WA and has over 6 years of experience in the finance industry. Nicholas Gaetani has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
John R. Garner
CRD#: 5186782
83 South King Street, Suite 700, Seattle, WA 98104
96
Wealthminder
score

John Garner (CRD# 5186782) is an Investment Advisor Representative working at Capital One Advisors, LLC in Seattle, WA and has over 8 years of experience in the finance industry. John Garner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Robert J. Gole
CRD#: 5648135
83 South King Street, Suite 700, Seattle, WA 98104
96
Wealthminder
score

Robert Gole (CRD# 5648135) is an Investment Advisor Representative working at Capital One Advisors, LLC in Seattle, WA and has over 7 years of experience in the finance industry. Robert Gole has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
John R. Hofstra
CRD#: 5487517
1102 Eldridge Parkway, Houston, TX 77077
96
Wealthminder
score

John Hofstra (CRD# 5487517) is an Investment Advisor Representative working at Capital One Advisors, LLC in Houston, TX and has over 6 years of experience in the finance industry. John Hofstra has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Theda H. Jackson
CRD#: 5578150
301 West 11th Street, Wilmington, DE 19801
96
Wealthminder
score

Theda Jackson (CRD# 5578150) is an Investment Advisor Representative working at Capital One Advisors, LLC in Wilmington, DE and has over 8 years of experience in the finance industry. Theda Jackson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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