Cetera Advisors LLC

Cetera Advisors LLC (CRD# 10299) is a financial advisory firm headquartered in Denver, CO. They manage $9,423,904,537 in 47,356 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    9,424
    MILLION
  • Total Number of Accounts
    47,356
    ACCOUNTS
  • Average Account Value
    $199,001
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Cetera Advisors LLC
Showing 1 - 10 of 992 top financial advisors.
1
Greg S. Bowen
CRD#: 2328903
8050 Sw Pfaffle St Ste 100, Portland, OR 97223
98
Wealthminder
score

Greg Bowen (CRD# 2328903) is an Investment Advisor Representative working at Cetera Advisors LLC in Portland, OR and has over 23 years of experience in the finance industry.

2
Sabin B. Alibrandi
CRD#: 4740878
1999 S Bascom Ave Ste 700, Campbell, CA 95008
96
Wealthminder
score

Sabin Alibrandi (CRD# 4740878) is an Investment Advisor Representative working at Cetera Advisors LLC in Campbell, CA and has over 11 years of experience in the finance industry. Sabin Alibrandi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Marc E. Anderson
CRD#: 1309600
225 S Lake Ave, 3rd Floor, Pasadena, CA 91101
96
Wealthminder
score

Marc Anderson (CRD# 1309600) is an Investment Advisor Representative working at Cetera Advisors LLC in Pasadena, CA and has over 31 years of experience in the finance industry. Marc Anderson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Marissa V. Aragones
CRD#: 2309647
Issaquah, WA
96
Wealthminder
score

Marissa Aragones (CRD# 2309647) is an Investment Advisor Representative working at Cetera Advisors LLC in Issaquah, WA and has over 23 years of experience in the finance industry. Marissa Aragones has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Michael J. Argiro
CRD#: 1593532
11 Dana Blvd, Wallingford, CT 06492
96
Wealthminder
score

Michael Argiro (CRD# 1593532) is an Investment Advisor Representative working at Cetera Advisors LLC in Wallingford, CT and has over 24 years of experience in the finance industry.

6
Daniel J. Artrip
CRD#: 5131366
790 E Main St, P.o. Box 467, Smithville, OH 44677
96
Wealthminder
score

Daniel Artrip (CRD# 5131366) is an Investment Advisor Representative working at Cetera Advisors LLC in Smithville, OH and has over 10 years of experience in the finance industry. Daniel Artrip has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Arthur J. Aube
CRD#: 2187256
Athens, GA
96
Wealthminder
score

Arthur Aube (CRD# 2187256) is an Investment Advisor Representative working at Cetera Advisors LLC in Athens, GA and has over 25 years of experience in the finance industry. Arthur Aube has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Carl E. Barber
CRD#: 2942966
1135 W. Kansas St, Liberty, MO 64068
96
Wealthminder
score

Carl Barber (CRD# 2942966) is an Investment Advisor Representative working at Cetera Advisors LLC in Liberty, MO and has over 19 years of experience in the finance industry. Carl Barber has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Tom K. Barclay
CRD#: 2196908
302 S Osage Ave, Bartlesville, OK 74003
96
Wealthminder
score

Tom Barclay (CRD# 2196908) is an Investment Advisor Representative working at Cetera Advisors LLC in Bartlesville, OK and has over 24 years of experience in the finance industry. Tom Barclay has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
David M. Becker
CRD#: 3063973
4600 S Syracuse St, Ste 600, Denver, CO 80237
96
Wealthminder
score

David Becker (CRD# 3063973) is an Investment Advisor Representative working at Cetera Advisors LLC in Denver, CO and has over 18 years of experience in the finance industry. David Becker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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