Clayton Financial Services Inc.

Clayton Financial Services Inc. (CRD# 105898) is a financial advisory firm headquartered in Topeka, KS. They manage $379,555,911 in 1,294 accounts and serve the financial needs of clients across 11 states (or territories).

By the Numbers
  • Total Assets Under Management
    380
    MILLION
  • Total Number of Accounts
    1,294
    ACCOUNTS
  • Average Account Value
    $293,320
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, CO, FL, KS, MA, MO, NC, NE, OK, TX, VA

Financial Advisors at Clayton Financial Services Inc.
Showing 1 - 7 of 7 top financial advisors.
1
Debra A. Clayton
CRD#: 2165594
716 South Kansas Avenue, Topeka, KS 66603
96
Wealthminder
score

Debra Clayton (CRD# 2165594) is an Investment Advisor Representative working at Clayton Financial Services Inc. in Topeka, KS and has over 25 years of experience in the finance industry. Debra Clayton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Randy J. Clayton
CRD#: 842998
716 South Kansas Avenue, Topeka, KS 66603
96
Wealthminder
score

Randy Clayton (CRD# 842998) is an Investment Advisor Representative working at Clayton Financial Services Inc. in Topeka, KS and has over 36 years of experience in the finance industry. Randy Clayton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Kathleen A. Heit
CRD#: 5292872
716 South Kansas Avenue, Topeka, KS 66603
96
Wealthminder
score

Kathleen Heit (CRD# 5292872) is an Investment Advisor Representative working at Clayton Financial Services Inc. in Topeka, KS and has over 10 years of experience in the finance industry. Kathleen Heit has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Luanne Underwood
CRD#: 4729422
4060 Indian Creek Parkway, Overland Park, KS 66207
93
Wealthminder
score

Luanne Underwood (CRD# 4729422) is an Investment Advisor Representative working at Clayton Financial Services Inc. in Overland Park, KS and has over 13 years of experience in the finance industry.

5
Barbara J. Heller
CRD#: 5716333
716 South Kansas Avenue, Topeka, KS 66603
90
Wealthminder
score

Barbara Heller (CRD# 5716333) is an Investment Advisor Representative working at Clayton Financial Services Inc. in Topeka, KS and has 1 year of experience in the finance industry. Barbara Heller has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Nathan J. Stucky
CRD#: 6107863
716 South Kansas Avenue, Topeka, KS 66603
90
Wealthminder
score

Nathan Stucky (CRD# 6107863) is an Investment Advisor Representative working at Clayton Financial Services Inc. in Topeka, KS and has over 5 years of experience in the finance industry.

7
Elizabeth A. Young
CRD#: 5715790
716 South Kansas Avenue, Topeka, KS 66603
90
Wealthminder
score

Elizabeth Young (CRD# 5715790) is an Investment Advisor Representative working at Clayton Financial Services Inc. in Topeka, KS and has 1 year of experience in the finance industry. Elizabeth Young has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.