Clifford Swan Investment Counselors

Clifford Swan Investment Counselors (CRD# 108033) is a financial advisory firm headquartered in Pasadena, CA. They manage $3,533,971,121 in 2,432 accounts and serve the financial needs of clients across 12 states (or territories).

By the Numbers
  • Total Assets Under Management
    3,534
    MILLION
  • Total Number of Accounts
    2,432
    ACCOUNTS
  • Average Account Value
    $1,453,113
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, LA, MA, NH, NM, NV, NY, OR, TX, WA

Financial Advisors at Clifford Swan Investment Counselors
Showing 1 - 10 of 12 top financial advisors.
1
Peter J. Boyle
CRD#: 2282726
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105

Peter Boyle (CRD# 2282726) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has over 26 years of experience in the finance industry.

2
Kevin J. Cavanaugh
CRD#: 5924323
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105

Kevin Cavanaugh (CRD# 5924323) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has over 7 years of experience in the finance industry.

3
Roger L. Gewecke
CRD#: 1081009
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105

Roger Gewecke (CRD# 1081009) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has 1 year of experience in the finance industry.

4
Kathleen Gilmore
CRD#: 4576093
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105

Kathleen Gilmore (CRD# 4576093) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has over 19 years of experience in the finance industry. Kathleen Gilmore has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
George E. Hasbun
CRD#: 4366287
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105

George Hasbun (CRD# 4366287) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has over 20 years of experience in the finance industry. George Hasbun has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Anil Kapoor
CRD#: 5534374
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105

Anil Kapoor (CRD# 5534374) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has over 20 years of experience in the finance industry.

7
David Y. Lin
CRD#: 6783142
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105

David Lin (CRD# 6783142) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has 1 year of experience in the finance industry.

8
Maxwell R. Pray
CRD#: 2733434
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105

Maxwell Pray (CRD# 2733434) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has 1 year of experience in the finance industry.

9
Carlota B. Venegas
CRD#: 4781677
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105

Carlota Venegas (CRD# 4781677) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has over 7 years of experience in the finance industry. Carlota Venegas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Erica S. White
CRD#: 6573795
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105

Erica White (CRD# 6573795) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has 1 year of experience in the finance industry.

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