Clifford Swan Investment Counselors

Clifford Swan Investment Counselors (CRD# 108033) is a financial advisory firm headquartered in Pasadena, CA. They manage $2,391,897,748 in 2,310 accounts and serve the financial needs of clients across 12 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,392
    MILLION
  • Total Number of Accounts
    2,310
    ACCOUNTS
  • Average Account Value
    $1,035,454
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, ID, LA, NH, NM, NV, NY, OR, TX, WA

Financial Advisors at Clifford Swan Investment Counselors
Showing 1 - 10 of 11 top financial advisors.
1
Maye Albanez
CRD#: 2121048
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105
96
Wealthminder
score

Maye Albanez (CRD# 2121048) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has over 25 years of experience in the finance industry.

2
Peter J. Boyle
CRD#: 2282726
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105
96
Wealthminder
score

Peter Boyle (CRD# 2282726) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has over 21 years of experience in the finance industry.

3
Kathleen Gilmore
CRD#: 4576093
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105
96
Wealthminder
score

Kathleen Gilmore (CRD# 4576093) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has over 14 years of experience in the finance industry. Kathleen Gilmore has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Anil Kapoor
CRD#: 5534374
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105
96
Wealthminder
score

Anil Kapoor (CRD# 5534374) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has over 15 years of experience in the finance industry.

5
Carolyn S. Barber
CRD#: 4565343
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105
90
Wealthminder
score

Carolyn Barber (CRD# 4565343) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has 1 year of experience in the finance industry.

6
Roger L. Gewecke
CRD#: 1081009
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105
90
Wealthminder
score

Roger Gewecke (CRD# 1081009) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has 1 year of experience in the finance industry.

7
Maxwell R. Pray
CRD#: 2733434
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105
90
Wealthminder
score

Maxwell Pray (CRD# 2733434) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has 1 year of experience in the finance industry.

8
Erica S. White
CRD#: 6573795
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105
90
Wealthminder
score

Erica White (CRD# 6573795) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has 1 year of experience in the finance industry.

9
Lloyd K. Wong
CRD#: 3146807
177 E. Colorado Blvd, Ste 550, Pasadena, CA 91105
90
Wealthminder
score

Lloyd Wong (CRD# 3146807) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has 1 year of experience in the finance industry.

10
Randall L. Zaharia
CRD#: 4565341
200 S. Los Robles Ave., Suite 320, Pasadena, CA 91101
90
Wealthminder
score

Randall Zaharia (CRD# 4565341) is an Investment Advisor Representative working at Clifford Swan Investment Counselors in Pasadena, CA and has 1 year of experience in the finance industry.

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