Compass Financial Planning, LLC

Compass Financial Planning, LLC (CRD# 283585) is a financial advisory firm headquartered in San Luis Obispo, CA. They manage $112,791,799 in 6 accounts and serve the financial needs of clients across 1 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Compass Financial Planning, LLC
Showing 1 - 1 of 1 top financial advisors.
Carolyn J. Herzog
CRD#: 4159202
1075 Court St.,, Suite 206, San Luis Obispo, CA 93401

Carolyn Herzog (CRD# 4159202) is an Investment Advisor Representative working at Compass Financial Planning, LLC in San Luis Obispo, CA and has 1 year of experience in the finance industry.

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