Cwm, LLC

Cwm, LLC (CRD# 155344) is a financial advisory firm headquartered in Omaha, NE. They manage $4,315,100,017 in 22,216 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    4,315
    MILLION
  • Total Number of Accounts
    22,216
    ACCOUNTS
  • Average Account Value
    $194,234
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Cwm, LLC
Showing 1 - 10 of 129 top financial advisors.
1
Nancy E. Lewis-Heliotes
CRD#: 2532011
1455 1st Street #215, Napa, CA 94559
98
Wealthminder
score

Nancy Lewis-Heliotes (CRD# 2532011) is an Investment Advisor Representative working at Cwm, LLC in Napa, CA and has over 23 years of experience in the finance industry.

2
Kevin W. White
CRD#: 5852789
6 Sheridan Sq, Ste 200, Kingsport, TN 37660
97
Wealthminder
score
Kevin White (CRD# 5852789) is an Investment Advisor Representative working at Cwm, LLC in Kingsport, TN and has over 4 years of experience in the finance industry.
3
Timothy N. Bearden
CRD#: 1926320
31000 Telegraph Rd, Ste 200, Bingham Farms, MI 48025
96
Wealthminder
score

Timothy Bearden (CRD# 1926320) is an Investment Advisor Representative working at Cwm, LLC in Bingham Farms, MI and has over 28 years of experience in the finance industry. Timothy Bearden has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Jayne M. Byrne
CRD#: 1393795
11440 West Bernardo Court, Suite 290, San Diego, CA 92127
96
Wealthminder
score

Jayne Byrne (CRD# 1393795) is an Investment Advisor Representative working at Cwm, LLC in San Diego, CA and has over 18 years of experience in the finance industry. Jayne Byrne has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Jamie M. Carroll
CRD#: 4592870
13321 California Street, Suite 100, Omaha, NE 68154
96
Wealthminder
score

Jamie Carroll (CRD# 4592870) is an Investment Advisor Representative working at Cwm, LLC in Omaha, NE and has over 13 years of experience in the finance industry. Jamie Carroll has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Brett D. Carson
CRD#: 4585590
13321 California Street, Suite 100, Omaha, NE 68154
96
Wealthminder
score

Brett Carson (CRD# 4585590) is an Investment Advisor Representative working at Cwm, LLC in Omaha, NE and has over 17 years of experience in the finance industry.

7
Colin S. Casey
CRD#: 5528170
31000 Telegraph Road, Ste 200, Bingham Farms, MI 48025
96
Wealthminder
score

Colin Casey (CRD# 5528170) is an Investment Advisor Representative working at Cwm, LLC in Bingham Farms, MI and has over 9 years of experience in the finance industry. Colin Casey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Nancy K. Caton
CRD#: 1159536
2370 Kerner Boulevard, Suite 350, San Rafael, CA 94901
96
Wealthminder
score

Nancy Caton (CRD# 1159536) is an Investment Advisor Representative working at Cwm, LLC in San Rafael, CA and has over 28 years of experience in the finance industry.

9
Faron L. Daugs
CRD#: 2177774
728 Florsheim Dr., Libertyville, IL 60048
96
Wealthminder
score

Faron Daugs (CRD# 2177774) is an Investment Advisor Representative working at Cwm, LLC in Libertyville, IL and has over 26 years of experience in the finance industry. Faron Daugs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Jeffrey P. Fattig
CRD#: 4966758
110 North Parking Place, Lake Jackson, TX 77566
96
Wealthminder
score

Jeffrey Fattig (CRD# 4966758) is an Investment Advisor Representative working at Cwm, LLC in Lake Jackson, TX and has over 12 years of experience in the finance industry. Jeffrey Fattig has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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