Cwm, LLC

Cwm, LLC (CRD# 155344) is a financial advisory firm headquartered in Omaha, NE. They manage $3,126,263,817 in 14,804 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    3,126
    MILLION
  • Total Number of Accounts
    14,804
    ACCOUNTS
  • Average Account Value
    $211,177
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Cwm, LLC
Showing 1 - 10 of 81 top financial advisors.
1
Kevin W. White
CRD#: 5852789
6 Sheridan Sq, Ste 200, Kingsport, TN 37660
97
Wealthminder
score
Kevin White (CRD# 5852789) is an Investment Advisor Representative working at Cwm, LLC in Kingsport, TN and has over 4 years of experience in the finance industry.
2
Timothy N. Bearden
CRD#: 1926320
31000 Telegraph Rd, Ste 200, Bingham Farms, MI 48025
96
Wealthminder
score

Timothy Bearden (CRD# 1926320) is an Investment Advisor Representative working at Cwm, LLC in Bingham Farms, MI and has over 27 years of experience in the finance industry. Timothy Bearden has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Jamie M. Carroll
CRD#: 4592870
13321 California Street, Suite 100, Omaha, NE 68154
96
Wealthminder
score

Jamie Carroll (CRD# 4592870) is an Investment Advisor Representative working at Cwm, LLC in Omaha, NE and has over 11 years of experience in the finance industry. Jamie Carroll has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Brett D. Carson
CRD#: 4585590
13321 California Street, Suite 100, Omaha, NE 68154
96
Wealthminder
score

Brett Carson (CRD# 4585590) is an Investment Advisor Representative working at Cwm, LLC in Omaha, NE and has over 15 years of experience in the finance industry.

5
Nancy K. Caton
CRD#: 1159536
2350 Kerner Boulevard, Suite 370, San Rafael, CA 94901
96
Wealthminder
score

Nancy Caton (CRD# 1159536) is an Investment Advisor Representative working at Cwm, LLC in San Rafael, CA and has over 26 years of experience in the finance industry.

6
Brian T. Cody
CRD#: 4300380
14 Ridgedale Ave, Ste 105, Cedar Knolls, NJ 07927
96
Wealthminder
score

Brian Cody (CRD# 4300380) is an Investment Advisor Representative working at Cwm, LLC in Cedar Knolls, NJ and has over 15 years of experience in the finance industry. Brian Cody has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Faron L. Daugs
CRD#: 2177774
728 Florsheim Dr., Libertyville, IL 60048
96
Wealthminder
score

Faron Daugs (CRD# 2177774) is an Investment Advisor Representative working at Cwm, LLC in Libertyville, IL and has over 25 years of experience in the finance industry. Faron Daugs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Jeffrey P. Fattig
CRD#: 4966758
110 North Parking Place, Lake Jackson, TX 77566
96
Wealthminder
score

Jeffrey Fattig (CRD# 4966758) is an Investment Advisor Representative working at Cwm, LLC in Lake Jackson, TX and has over 11 years of experience in the finance industry. Jeffrey Fattig has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Richard D. Gibbs
CRD#: 1069709
31000 Telegraph Road, Suite 200, Fair Haven, MI 48023
96
Wealthminder
score

Richard Gibbs (CRD# 1069709) is an Investment Advisor Representative working at Cwm, LLC in Fair Haven, MI and has over 22 years of experience in the finance industry.

10
Randy W. Harrison
CRD#: 2985553
13321 California Street, Suite 100, Omaha, NE 68154
96
Wealthminder
score

Randy Harrison (CRD# 2985553) is an Investment Advisor Representative working at Cwm, LLC in Omaha, NE and has over 14 years of experience in the finance industry.

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