Dlk Investment Management

Dlk Investment Management (CRD# 149096) is a financial advisory firm headquartered in Solana Beach, CA. They manage $291,956,507 in 954 accounts and serve the financial needs of clients across 6 states (or territories).

By the Numbers
  • Total Assets Under Management
    292
    MILLION
  • Total Number of Accounts
    954
    ACCOUNTS
  • Average Account Value
    $306,034
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AZ, CA, LA, NV, TX, WA

Financial Advisors at Dlk Investment Management
Showing 1 - 6 of 6 top financial advisors.
1
Thomas Brenner
CRD#: 4458594
Suite 200, 238 North Cedros Avenue, Solana Beach, CA 92075

 

 

Thomas Brenner CFP® (CRD# 4458594) is an Investment Advisor Representative working at Nautilus Advisors LLC in San Diego, CA and has over 14 years of experience in the finance industry.

 

 

 

I am a fee based advisor (fee-only with regard to investments) and I do provide insurance and other risk management tools on a commission basis.  My focus is on retirement & income planning, tax advantaged strategies, and long-term portfolio management.  

 

 

2
Donald O. Dempster
CRD#: 2500548
Suite 200, 238 North Cedros Avenue, Solana Beach, CA 92075

Donald Dempster (CRD# 2500548) is an Investment Advisor Representative working at Dlk Investment Management in Solana Beach, CA and has over 28 years of experience in the finance industry.

3
Mark A. Halby
CRD#: 5536243
Suite 200, 238 North Cedros Avenue, Solana Beach, CA 92075

Mark Halby (CRD# 5536243) is an Investment Advisor Representative working at Dlk Investment Management in Solana Beach, CA and has over 15 years of experience in the finance industry. Mark Halby has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Brian S. Johnson
CRD#: 4510220
Suite 200, 238 North Cedros Avenue, Solana Beach, CA 92075

Brian Johnson (CRD# 4510220) is an Investment Advisor Representative working at Dlk Investment Management in Solana Beach, CA and has over 21 years of experience in the finance industry.

5
Theodore J. Kay
CRD#: 5643664
Suite 200, 238 North Cedros Avenue, Solana Beach, CA 92075

Theodore Kay (CRD# 5643664) is an Investment Advisor Representative working at Dlk Investment Management in Solana Beach, CA and has over 10 years of experience in the finance industry.

6
Edmund M. Van Winkle
CRD#: 7497834
Suite 200, 238 North Cedros Avenue, Solana Beach, CA 92075

Edmund Van Winkle (CRD# 7497834) is an Investment Advisor Representative working at Dlk Investment Management in Solana Beach, CA and has 1 year of experience in the finance industry.

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