Douglas Hawkins Investment, LLC

Douglas Hawkins Investment, LLC (CRD# 160924) is a financial advisory firm headquartered in Lexington, KY. They manage $19,880,205 in 161 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    20
    MILLION
  • Total Number of Accounts
    161
    ACCOUNTS
  • Average Account Value
    $123,480
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

KY

Financial Advisors at Douglas Hawkins Investment, LLC
Showing 1 - 2 of 2 top financial advisors.
1
Michael T. Avery
CRD#: 6252909
1795 Alysheba Way, Suite 3206, Lexington, KY 40509
89
Wealthminder
score

Michael Avery (CRD# 6252909) is an Investment Advisor Representative working at Douglas Hawkins Investment, LLC in Lexington, KY and has over 3 years of experience in the finance industry.

2
Douglas T. Hawkins
CRD#: 4159537
1795 Alysheba Way, Suite 3206, Lexington, KY 40509
71
Wealthminder
score

Douglas Hawkins (CRD# 4159537) is an Investment Advisor Representative working at Douglas Hawkins Investment, LLC in Lexington, KY and has over 16 years of experience in the finance industry. Douglas Hawkins has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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