Duff & Phelps Investment Management Company

Duff & Phelps Investment Management Company (CRD# 107296) is a financial advisory firm headquartered in Chicago, IL. They manage $10,647,446,560 in 59 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    10,647
    MILLION
  • Total Number of Accounts
    59
    ACCOUNTS
  • Average Account Value
    $180,465,196
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Duff & Phelps Investment Management Company
Showing 1 - 10 of 10 top financial advisors.
1
John L. Creswell
CRD#: 2943302
200 South Wacker Drive, Suite 500, Chicago, IL 60606

John Creswell (CRD# 2943302) is an Investment Advisor Representative working at Duff & Phelps Investment Management Company in Chicago, IL and has over 22 years of experience in the finance industry.

2
Frank N. Donnelly
CRD#: 1258637
200 S Wacker Drive, Suite 500, Chicago, IL 60605

Frank Donnelly (CRD# 1258637) is an Investment Advisor Representative working at Duff & Phelps Investment Management Company in Chicago, IL and has over 37 years of experience in the finance industry.

3
Geoffrey P. Dybas
CRD#: 2696909
200 South Wacker Drive, Suite 500, Chicago, IL 60606

Geoffrey Dybas (CRD# 2696909) is an Investment Advisor Representative working at Duff & Phelps Investment Management Company in Chicago, IL and has over 25 years of experience in the finance industry.

4
Eric J. Elvekrog
CRD#: 2665678
200 South Wacker Drive, Suite 500, Chicago, IL 60606

Eric Elvekrog (CRD# 2665678) is an Investment Advisor Representative working at Duff & Phelps Investment Management Company in Chicago, IL and has over 25 years of experience in the finance industry.

5
David D. Grumhaus
CRD#: 2544692
200 South Wacker Drive, Suite 500, Chicago, IL 60606

David Grumhaus (CRD# 2544692) is an Investment Advisor Representative working at Duff & Phelps Investment Management Company in Chicago, IL and has over 5 years of experience in the finance industry.

6
Frank J. Haggerty
CRD#: 2450702
200 South Wacker Drive, Suite 500, Chicago, IL 60606

Frank Haggerty (CRD# 2450702) is an Investment Advisor Representative working at Duff & Phelps Investment Management Company in Chicago, IL and has over 27 years of experience in the finance industry.

7
Connie M. Luecke
CRD#: 2642499
200 South Wacker Drive, Suite 500, Chicago, IL 60606

Connie Luecke (CRD# 2642499) is an Investment Advisor Representative working at Duff & Phelps Investment Management Company in Chicago, IL and has over 26 years of experience in the finance industry.

8
Julissa R. Majka
CRD#: 4169622
200 South Wacker Drive, Suite 500, Chicago, IL 60606

Julissa Majka (CRD# 4169622) is an Investment Advisor Representative working at Duff & Phelps Investment Management Company in Chicago, IL and has over 20 years of experience in the finance industry.

9
Shalini N. Sharma
CRD#: 4315710
200 South Wacker Drive, Suite 500, Chicago, IL 60606

Shalini Sharma (CRD# 4315710) is an Investment Advisor Representative working at Duff & Phelps Investment Management Company in Chicago, IL and has over 19 years of experience in the finance industry.

10
Kyle P. West
CRD#: 5713829
200 South Wacker Drive, Suite 500, Chicago, IL 60606

Kyle West (CRD# 5713829) is an Investment Advisor Representative working at Duff & Phelps Investment Management Company in Chicago, IL and has over 11 years of experience in the finance industry.

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