Effective Assets

Effective Assets (CRD# 137566) is a financial advisory firm headquartered in Berkeley, CA. They serve the financial needs of clients across 2 states (or territories).

Current Firm Details
1510 Walnut St., Suite E, Berkeley, CA 94709
http://www.effectiveassets.com
By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, TX

Financial Advisors at Effective Assets
Showing 1 - 2 of 2 top financial advisors.
1
Justin Martello, financial advisor Berkeley CA
Justin E. Martello
CRD#: 4751869
1510 Walnut St., Suite E, Berkeley, CA 94709
93
Wealthminder
score

Justin Martello (CRD# 4751869) is an Investment Advisor Representative working at Effective Assets in Berkeley, CA and has over 13 years of experience in the finance industry.

2
Rodney Pain, financial advisor Berkeley CA
Rodney D. Pain
CRD#: 1608059
1510 Walnut St., Suite E, Berkeley, CA 94709
86
Wealthminder
score

Rodney Pain (CRD# 1608059) is an Investment Advisor Representative working at Effective Assets in Berkeley, CA and has over 29 years of experience in the finance industry. Rodney Pain has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

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