Empirical Wealth Management

Empirical Wealth Management (CRD# 152622) is a financial advisory firm headquartered in Seattle, WA. They manage $976,963,601 in 3,310 accounts and serve the financial needs of clients across 19 states (or territories).

By the Numbers
  • Total Assets Under Management
    977
    MILLION
  • Total Number of Accounts
    3,310
    ACCOUNTS
  • Average Account Value
    $295,155
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AZ, CA, CO, DE, FL, HI, ID, IL, LA, MA, MN, MT, NJ, NV, NY, OR, TX, WA

Financial Advisors at Empirical Wealth Management
Showing 1 - 10 of 17 top financial advisors.
1
Allyson S. Eisenhower
CRD#: 5453247
1420 5th Ave, Suite 3150, Seattle, WA 98101
96
Wealthminder
score

Allyson Eisenhower (CRD# 5453247) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 7 years of experience in the finance industry.

2
Michael P. Kelly
CRD#: 4223175
9755 Sw Barnes Rd, Suite 210, Portland, OR 97225
96
Wealthminder
score

Michael Kelly (CRD# 4223175) is an Investment Advisor Representative working at Empirical Wealth Management in Portland, OR and has over 16 years of experience in the finance industry. Michael Kelly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Kenneth R. Smith
CRD#: 2598986
1420 5th Ave, Suite 3150, Seattle, WA 98101
96
Wealthminder
score

Kenneth Smith (CRD# 2598986) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 21 years of experience in the finance industry. Kenneth Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Jason P. Sulkosky
CRD#: 4013916
1420 5th Ave, Suite 3150, Seattle, WA 98101
96
Wealthminder
score

Jason Sulkosky (CRD# 4013916) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 16 years of experience in the finance industry. Jason Sulkosky has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Shan Zubair
CRD#: 5594403
1420 5th Ave, Suite 3150, Seattle, WA 98101
96
Wealthminder
score

Shan Zubair (CRD# 5594403) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 7 years of experience in the finance industry. Shan Zubair has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Elliott M. Appel
CRD#: 5926520
1420 5th Ave, Suite 3150, Seattle, WA 98101
93
Wealthminder
score

Elliott Appel (CRD# 5926520) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 4 years of experience in the finance industry. Elliott Appel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Lorne D. Enquist
CRD#: 5270619
1420 5th Ave, Suite 3150, Seattle, WA 98101
93
Wealthminder
score

Lorne Enquist (CRD# 5270619) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 16 years of experience in the finance industry.

8
Simon J. Liu
CRD#: 5635019
1420 5th Ave, Suite 3150, Seattle, WA 98101
93
Wealthminder
score

Simon Liu (CRD# 5635019) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 7 years of experience in the finance industry.

9
Jean E. Pedersen
CRD#: 3231019
9755 Sw Barnes Rd, Suite 210, Portland, OR 97225
93
Wealthminder
score

Jean Pedersen (CRD# 3231019) is an Investment Advisor Representative working at Empirical Wealth Management in Portland, OR and has over 17 years of experience in the finance industry.

10
Julia B. Sipple
CRD#: 5598380
1420 5th Ave, Suite 3150, Seattle, WA 98101
93
Wealthminder
score

Julia Sipple (CRD# 5598380) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 7 years of experience in the finance industry.

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