Empirical Wealth Management

Empirical Wealth Management (CRD# 152622) is a financial advisory firm headquartered in Seattle, WA. They manage $1,522,167,730 in 3,801 accounts and serve the financial needs of clients across 21 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,522
    MILLION
  • Total Number of Accounts
    3,801
    ACCOUNTS
  • Average Account Value
    $400,465
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AZ, CA, CO, DE, FL, HI, ID, IL, LA, MA, MN, MO, MT, NJ, NV, NY, OH, OR, TX, WA

Financial Advisors at Empirical Wealth Management
Showing 1 - 10 of 19 top financial advisors.
1
Elliott M. Appel
CRD#: 5926520
1420 5th Ave, Suite 3150, Seattle, WA 98101
96
Wealthminder
score

Elliott Appel (CRD# 5926520) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 5 years of experience in the finance industry. Elliott Appel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Allyson S. Eisenhower
CRD#: 5453247
1420 5th Ave, Suite 3150, Seattle, WA 98101
96
Wealthminder
score

Allyson Eisenhower (CRD# 5453247) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 9 years of experience in the finance industry.

3
Michael P. Kelly
CRD#: 4223175
1420 5th Ave, Suite 3150, Seattle, WA 98101
96
Wealthminder
score

Michael Kelly (CRD# 4223175) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 17 years of experience in the finance industry. Michael Kelly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Kenneth R. Smith
CRD#: 2598986
1420 5th Ave, Suite 3150, Seattle, WA 98101
96
Wealthminder
score

Kenneth Smith (CRD# 2598986) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 22 years of experience in the finance industry. Kenneth Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Jason P. Sulkosky
CRD#: 4013916
1420 5th Ave, Suite 3150, Seattle, WA 98101
96
Wealthminder
score

Jason Sulkosky (CRD# 4013916) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 18 years of experience in the finance industry. Jason Sulkosky has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Shan Zubair
CRD#: 5594403
1420 5th Ave, Suite 3150, Seattle, WA 98101
96
Wealthminder
score

Shan Zubair (CRD# 5594403) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 9 years of experience in the finance industry. Shan Zubair has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Lorne D. Enquist
CRD#: 5270619
1420 5th Ave, Suite 3150, Seattle, WA 98101
93
Wealthminder
score

Lorne Enquist (CRD# 5270619) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 17 years of experience in the finance industry.

8
Simon J. Liu
CRD#: 5635019
1420 5th Ave, Suite 3150, Seattle, WA 98101
93
Wealthminder
score

Simon Liu (CRD# 5635019) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 9 years of experience in the finance industry.

9
Jean E. Pedersen
CRD#: 3231019
1420 5th Ave, Suite 3150, Seattle, WA 98101
93
Wealthminder
score

Jean Pedersen (CRD# 3231019) is an Investment Advisor Representative working at Empirical Wealth Management in Seattle, WA and has over 18 years of experience in the finance industry.

10
Erik J. Lehr
CRD#: 6087553
805 Sw Broadway, Suite 2540, Portland, OR 97205
90
Wealthminder
score

Erik Lehr (CRD# 6087553) is an Investment Advisor Representative working at Empirical Wealth Management in Portland, OR and has over 4 years of experience in the finance industry.

1 2 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.