Estate & Retirement Strategies LLC
Estate & Retirement Strategies LLC (CRD# 117134) is a financial advisory firm headquartered in Tempe, AZ. They manage $5,257,010 in 28 accounts and serve the financial needs of clients across 1 states (or territories).
Total Assets Under Management5MILLION
Total Number of Accounts28ACCOUNTS
Average Account Value$187,750
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Annette Bau (CRD# 1895794) is an Investment Advisor Representative working at Estate & Retirement Strategies LLC in Tempe, AZ and has over 28 years of experience in the finance industry. Annette Bau has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.