Exeter Financial, LLC

Exeter Financial, LLC (CRD# 143420) is a financial advisory firm headquartered in Scottsdale, AZ. They manage $191,357,058 in 413 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    191
    MILLION
  • Total Number of Accounts
    413
    ACCOUNTS
  • Average Account Value
    $463,334
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, TX, WA

Financial Advisors at Exeter Financial, LLC
Showing 1 - 5 of 5 top financial advisors.
1
Kurt N. Gusinde
CRD#: 874199
7001 N. Scottsdale Road, Suite 1055, Scottsdale, AZ 85253
96
Wealthminder
score

Kurt Gusinde (CRD# 874199) is an Investment Advisor Representative working at Exeter Financial, LLC in Scottsdale, AZ and has over 29 years of experience in the finance industry. Kurt Gusinde has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Anthony E. Eichler
CRD#: 1969047
111 Corporate Drive, #200, Ladera Ranch, CA 92694
83
Wealthminder
score

Anthony Eichler (CRD# 1969047) is an Investment Advisor Representative working at Exeter Financial, LLC in Ladera Ranch, CA and has over 28 years of experience in the finance industry.

3
Stephen L. Harrison
CRD#: 2236475
7001 N. Scottsdale Road, Suite 1055, Scottsdale, AZ 85253
83
Wealthminder
score

Stephen Harrison (CRD# 2236475) is an Investment Advisor Representative working at Exeter Financial, LLC in Scottsdale, AZ and has over 25 years of experience in the finance industry.

4
Peter W. Helms
CRD#: 3048228
7001 N. Scottsdale Road, Suite 1055, Scottsdale, AZ 85253
83
Wealthminder
score

Peter Helms (CRD# 3048228) is an Investment Advisor Representative working at Exeter Financial, LLC in Scottsdale, AZ and has over 19 years of experience in the finance industry.

5
Brian K. Brummell
CRD#: 3087263
111 Corporate Drive, #200, Ladera Ranch, CA 92694
81
Wealthminder
score

Brian Brummell (CRD# 3087263) is an Investment Advisor Representative working at Exeter Financial, LLC in Ladera Ranch, CA and has over 19 years of experience in the finance industry.

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