Exeter Financial, LLC

Exeter Financial, LLC (CRD# 143420) is a financial advisory firm headquartered in Scottsdale, AZ. They manage $362,085,335 in 525 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    362
    MILLION
  • Total Number of Accounts
    525
    ACCOUNTS
  • Average Account Value
    $689,686
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AZ, CA, TX, WA

Financial Advisors at Exeter Financial, LLC
Showing 1 - 4 of 4 top financial advisors.
1
Kurt N. Gusinde
CRD#: 874199
7001 N. Scottsdale Road, Suite 1055, Scottsdale, AZ 85253

Kurt Gusinde (CRD# 874199) is an Investment Advisor Representative working at Exeter Financial, LLC in Scottsdale, AZ and has over 35 years of experience in the finance industry. Kurt Gusinde has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Stephen L. Harrison
CRD#: 2236475
7001 N. Scottsdale Road, Suite 1055, Scottsdale, AZ 85253

Stephen Harrison (CRD# 2236475) is an Investment Advisor Representative working at Exeter Financial, LLC in Scottsdale, AZ and has over 31 years of experience in the finance industry.

3
Peter W. Helms
CRD#: 3048228
7001 N. Scottsdale Road, Suite 1055, Scottsdale, AZ 85253

Peter Helms (CRD# 3048228) is an Investment Advisor Representative working at Exeter Financial, LLC in Scottsdale, AZ and has over 25 years of experience in the finance industry.

4
Christopher P. Klein
CRD#: 5847156
7001 N. Scottsdale Road, Suite 1055, Scottsdale, AZ 85253

Christopher Klein (CRD# 5847156) is an Investment Advisor Representative working at Exeter Financial, LLC in Scottsdale, AZ and has over 11 years of experience in the finance industry. Christopher Klein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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