Financial Legacy Management, Nc.

Financial Legacy Management, Nc. (CRD# 136348) is a financial advisory firm headquartered in Little Rock, AR. They manage $33,000,000 in 200 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    33
    MILLION
  • Total Number of Accounts
    200
    ACCOUNTS
  • Average Account Value
    $165,000
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, LA

Financial Advisors at Financial Legacy Management, Nc.
Showing 1 - 2 of 2 top financial advisors.
1
Alvin Rogers
CRD#: 2974071
13 Office Park Drive, Little Rock, AR 72211
96
Wealthminder
score

Alvin Rogers (CRD# 2974071) is an Investment Advisor Representative working at Financial Legacy Management, Nc. in Little Rock, AR and has over 18 years of experience in the finance industry. Alvin Rogers has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
John W. Kelley
CRD#: 4512470
960 Joseph Drive, Conway, AR 72034
90
Wealthminder
score

John Kelley (CRD# 4512470) is an Investment Advisor Representative working at Financial Legacy Management, Nc. in Conway, AR and has 1 year of experience in the finance industry. John Kelley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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