First Trust Advisors LP

First Trust Advisors LP (CRD# 107027) is a financial advisory firm headquartered in Wheaton, IL. They manage $104,224,030,531 in 4,116 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    104,224
    MILLION
  • Total Number of Accounts
    4,116
    ACCOUNTS
  • Average Account Value
    $25,321,679
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at First Trust Advisors LP
Showing 1 - 10 of 333 top financial advisors.
1
Andrew J. Agosta
CRD#: 5013957
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187
96
Wealthminder
score

Andrew Agosta (CRD# 5013957) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 6 years of experience in the finance industry. Andrew Agosta has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Robert S. Biddinger
CRD#: 4344561
Laguna Beach, CA
96
Wealthminder
score

Robert Biddinger (CRD# 4344561) is an Investment Advisor Representative working at First Trust Advisors LP in Laguna Beach, CA and has over 15 years of experience in the finance industry. Robert Biddinger has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Robert F. Carey
CRD#: 1526435
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187
96
Wealthminder
score

Robert Carey (CRD# 1526435) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 30 years of experience in the finance industry.

4
Catherine A. De Natale
CRD#: 4821546
San Francisco, CA
96
Wealthminder
score

Catherine De Natale (CRD# 4821546) is an Investment Advisor Representative working at First Trust Advisors LP in San Francisco, CA and has over 12 years of experience in the finance industry. Catherine De Natale has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Jon C. Erickson
CRD#: 2497585
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187
96
Wealthminder
score

Jon Erickson (CRD# 2497585) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 14 years of experience in the finance industry.

6
Christopher R. Fallow
CRD#: 4437448
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187
96
Wealthminder
score

Christopher Fallow (CRD# 4437448) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 15 years of experience in the finance industry.

7
John T. Futrell
CRD#: 1244867
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187
96
Wealthminder
score

John Futrell (CRD# 1244867) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 15 years of experience in the finance industry.

8
Rob Guttschow
CRD#: 2658560
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187
96
Wealthminder
score

Rob Guttschow (CRD# 2658560) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 11 years of experience in the finance industry.

9
Robert A. Hensley
CRD#: 3040567
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187
96
Wealthminder
score

Robert Hensley (CRD# 3040567) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 17 years of experience in the finance industry.

10
Todd W. Larson
CRD#: 1807895
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187
96
Wealthminder
score

Todd Larson (CRD# 1807895) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 19 years of experience in the finance industry.

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