First Trust Advisors LP

First Trust Advisors LP (CRD# 107027) is a financial advisory firm headquartered in Wheaton, IL. They manage $145,498,000,000 in 3,434 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    145,498
    MILLION
  • Total Number of Accounts
    3,434
    ACCOUNTS
  • Average Account Value
    $42,369,831
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at First Trust Advisors LP
Showing 1 - 10 of 445 top financial advisors.
1
Daniel Affetto
CRD#: 4685977
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187

Daniel Affetto (CRD# 4685977) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 17 years of experience in the finance industry.

2
Andrew J. Agosta
CRD#: 5013957
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187

Andrew Agosta (CRD# 5013957) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 10 years of experience in the finance industry. Andrew Agosta has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Eric G. Anderson
CRD#: 5130549
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187

Eric Anderson (CRD# 5130549) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 14 years of experience in the finance industry.

4
Aaron Anspach
CRD#: 6230239
Ann Arbor, MI

Aaron Anspach (CRD# 6230239) is an Investment Advisor Representative working at First Trust Advisors LP in Ann Arbor, MI and has over 7 years of experience in the finance industry.

5
Jeffrey A. Baker
CRD#: 5129531
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187

Jeffrey Baker (CRD# 5129531) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 14 years of experience in the finance industry.

6
Kyle B. Baker
CRD#: 4933282
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187

Kyle Baker (CRD# 4933282) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 15 years of experience in the finance industry.

7
Andrew L. Barnum
CRD#: 4911047
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187

Andrew Barnum (CRD# 4911047) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 15 years of experience in the finance industry.

8
Jeffrey S. Barnum
CRD#: 2853194
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187

Jeffrey Barnum (CRD# 2853194) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 23 years of experience in the finance industry.

9
Michael Basil
CRD#: 6340606
110 San Antonio St., Apt. 1408, Austin, TX 78701

Michael Basil (CRD# 6340606) is an Investment Advisor Representative working at First Trust Advisors LP in Austin, TX and has over 6 years of experience in the finance industry.

10
Timothy J. Bayee
CRD#: 3132211
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187

Timothy Bayee (CRD# 3132211) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 21 years of experience in the finance industry.

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