First Trust Advisors LP

First Trust Advisors LP (CRD# 107027) is a financial advisory firm headquartered in Wheaton, IL. They manage $98,973,038,701 in 3,655 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    98,973
    MILLION
  • Total Number of Accounts
    3,655
    ACCOUNTS
  • Average Account Value
    $27,078,807
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at First Trust Advisors LP
Showing 1 - 10 of 368 top financial advisors.
1
Andrew J. Agosta
CRD#: 5013957
Walnut Creek, CA
96
Wealthminder
score

Andrew Agosta (CRD# 5013957) is an Investment Advisor Representative working at First Trust Advisors LP in Walnut Creek, CA and has over 8 years of experience in the finance industry. Andrew Agosta has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Robert S. Biddinger
CRD#: 4344561
Laguna Beach, CA
96
Wealthminder
score

Robert Biddinger (CRD# 4344561) is an Investment Advisor Representative working at First Trust Advisors LP in Laguna Beach, CA and has over 17 years of experience in the finance industry. Robert Biddinger has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Robert F. Carey
CRD#: 1526435
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187
96
Wealthminder
score

Robert Carey (CRD# 1526435) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 31 years of experience in the finance industry.

4
Catherine A. De Natale
CRD#: 4821546
San Francisco, CA
96
Wealthminder
score

Catherine De Natale (CRD# 4821546) is an Investment Advisor Representative working at First Trust Advisors LP in San Francisco, CA and has over 13 years of experience in the finance industry. Catherine De Natale has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Jon C. Erickson
CRD#: 2497585
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187
96
Wealthminder
score

Jon Erickson (CRD# 2497585) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 15 years of experience in the finance industry.

6
Christopher R. Fallow
CRD#: 4437448
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187
96
Wealthminder
score

Christopher Fallow (CRD# 4437448) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 16 years of experience in the finance industry.

7
Scott D. Fries
CRD#: 2573043
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187
96
Wealthminder
score

Scott Fries (CRD# 2573043) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 21 years of experience in the finance industry.

8
John T. Futrell
CRD#: 1244867
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187
96
Wealthminder
score

John Futrell (CRD# 1244867) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 16 years of experience in the finance industry.

9
John W. Gambla
CRD#: 2162404
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187
96
Wealthminder
score

John Gambla (CRD# 2162404) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 16 years of experience in the finance industry.

10
Rob Guttschow
CRD#: 2658560
120 E. Liberty Drive, Suite 400, Wheaton, IL 60187
96
Wealthminder
score

Rob Guttschow (CRD# 2658560) is an Investment Advisor Representative working at First Trust Advisors LP in Wheaton, IL and has over 13 years of experience in the finance industry.

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