Fountain Strategies, LLC

Fountain Strategies, LLC (CRD# 142890) is a financial advisory firm headquartered in Carmel Valley, CA. They manage $25,218,031 in 189 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    25
    MILLION
  • Total Number of Accounts
    189
    ACCOUNTS
  • Average Account Value
    $133,429
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, TX

Financial Advisors at Fountain Strategies, LLC
Showing 1 - 4 of 4 top financial advisors.
1
Douglas M. Roesser
CRD#: 4132568
Carmel Valley, CA
96
Wealthminder
score

Douglas Roesser (CRD# 4132568) is an Investment Advisor Representative working at Fountain Strategies, LLC in Carmel Valley, CA and has over 16 years of experience in the finance industry. Douglas Roesser has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Austin W. Chinn
CRD#: 4917007
Carmel Valley, CA
93
Wealthminder
score

Austin Chinn (CRD# 4917007) is an Investment Advisor Representative working at Fountain Strategies, LLC in Carmel Valley, CA and has over 11 years of experience in the finance industry.

3
Manorama K. Pai
CRD#: 5320774
Carmel Valley, CA
93
Wealthminder
score

Manorama Pai (CRD# 5320774) is an Investment Advisor Representative working at Fountain Strategies, LLC in Carmel Valley, CA and has over 9 years of experience in the finance industry.

4
Douglas M. Pease
CRD#: 601742
Carmel Valley, CA
76
Wealthminder
score

Douglas Pease (CRD# 601742) is an Investment Advisor Representative working at Fountain Strategies, LLC in Carmel Valley, CA and has over 31 years of experience in the finance industry. Douglas Pease has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.