Francis Financial

Francis Financial (CRD# 128067) is a financial advisory firm headquartered in New York, NY. They manage $158,338,024 in 535 accounts and serve the financial needs of clients across 3 states (or territories).

Current Firm Details
39 Broadway, Suite 1730, New York, NY 10006
http://www.francisfinancial.com
By the Numbers
  • Total Assets Under Management
    158
    MILLION
  • Total Number of Accounts
    535
    ACCOUNTS
  • Average Account Value
    $295,959
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

NJ, NY, TX

Financial Advisors at Francis Financial
Showing 1 - 1 of 1 top financial advisors.
1
Stacy Francis, financial advisor New York NY
Stacy A. Francis
CRD#: 2939253
39 Broadway, Suite 1730, New York, NY 10006
96
Wealthminder
score

Stacy Francis (CRD# 2939253) is an Investment Advisor Representative working at Francis Financial in New York, NY and has over 14 years of experience in the finance industry. Stacy Francis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Request Proposals